- T. Rowe Price (New York, NY)
- …over $650B in AUM. You will build strong relationships with Banks, Broker /Dealers, RIAs, TAMPs, and Intermediary Platform providers across the US Responsibilities + ... Relationship Management: Collaborate with Sr. and Hybrid Alternative Investment Specialists to optimize client coverage, deepen relationships, and drive sales of private markets/alternative investment products. + Business Development: Identify sales… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- BlackRock (New York, NY)
- …**Qualifications** + Bachelor's degree + 3+ years compliance background with a broker -dealer, mutual fund, or ETF business with 1+ years advertising review ... experience. + Strong familiarity with FINRA and SEC advertising rules. + Series 7 registration required; Series 63 and 24 preferred (absolutely required within 2 months). + Excellent organizational and interpersonal skills; should be solutions driven,… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. ... + Strong oral and written communication skills. + Ability to build and maintain professional relationships with internal and external parties. + Produce high quality output timely and accurately. + Strong technology skills including Word, PowerPoint and Excel.… more
- CVS Health (Amherst, NY)
- …claims administration, from reinsurance/stop loss, data analytics, provider and broker relations, underwriting, eligibility, finance, client management and much ... more. Develop and hone your skills as a critical thinker, problem solver, and highly effective communicator with a meticulous eye for detail and superior organization - foundational skills that will serve you throughout your entire career. We will provide… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... perform various audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's… more
- Guardian Life (New York, NY)
- …life and annuity insurance products. Park Avenue Securities is Guardian's broker -dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... expanded suite of products and solutions to help them achieve financial well-being. The High Net Worth Specialist plays a critical role in driving growth within our wealth management business by supporting financial professionals in identifying, positioning,… more
- Anywhere Real Estate (New York, NY)
- …as needed. **Job Requirements:** + Valid NY Real Estate Salesperson or Associate Broker License required. + 5 years of proven experience in real estate brokerage, ... preferably with a focus on new development marketing. + Minimum of 1 year of experience in onsite new development leasing. + Strong customer service approach. + Excellent verbal and written communication skills, enabling successful interaction with ownership,… more
- NBT Bank (Vestal, NY)
- …player and high quality service provider + Advanced knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7, ... Series 63 and life insurance license or a Registered Investment Advisor (RIA) Tasks Performed: + 40% Conducts regular client review meetings to uncover additional investment and insurance needs and to develop deeper relationships through financial planning… more