- SMBC (New York, NY)
- …(CUSO), the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker -Dealer entity. This role will focus heavily on issue management, governance ... issue management process for the Bank, swap dealer, and broker -dealer entities. This is an excellent role for someone...Risk Committees (Tier 1 and 2), Swap Dealer and Broker Dealer oversight forums - Help review policies, procedures… more
- AON (New York, NY)
- …and sales efforts, and visit clients. How this opportunity is different Aon is the leading broker of tax insurance in North America. The tax team is part of Aon M&A ... of this in-demand and fast-growing business. The Tax Insurance Broker position is commensurate with the growth of Aon's...How this opportunity is different Aon is the leading broker of tax insurance in North America. The tax… more
- Foresters Financial Services (Albany, NY)
- …Financial Group(R) ("Cetera") is a leading network of independent retail broker -dealers empowering the delivery of objective financial advice to individuals, ... and institutions-based advisors the benefits of a large, established broker -dealer and registered investment adviser, while serving advisors and institutions… more
- GE Vernova (New York, NY)
- …products and services, including third-party fundraising and management. + Broker -Dealer Compliance: Coordinate and execute compliance obligations for regulated ... securities transactions arranged through a registered Broker -Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including private placements and… more
- Guardian Life (New York, NY)
- …standards impacting Guardian's retail wealth management business, including its affiliated broker -dealer and investment adviser entities. + Assist with the Firm's ... state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- AIG (New York, NY)
- …and training to less-experienced underwriters - and support them in building their broker network. + Your relationships with brokers will be key to your success. ... underwriting. You will also aim to generate new business by expanding your broker network, representing AIG at internal and external meetings/ broker events, and… more
- Capital One (Albany, NY)
- …and results driven Senior Private Aviation Specialist, with experience as a private jet broker . The role will require a hands on approach, with ownership of the ... At least 2 years experience as a private jet broker **Preferred Qualifications:** + 3+ years experience as a...Qualifications:** + 3+ years experience as a private jet broker **At this time, Capital One will not sponsor… more
- Zurich NA (New York, NY)
- …the organization's appetite, balanced with sound business opportunity. + Making agent/ broker /customer and on-sight calls with a planned and well-prepared purpose. + ... opportunities 90 to 120 days prior to effective date. + Developing strong broker and client networks as related to industries underwritten by Business Unit.… more
- Zurich NA (Albany, NY)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... Ability to effectively assess risk + Strong negotiation skills + Strong broker relationships + Superior skills in relationship building, active listening, needs… more
- GMHC (New York, NY)
- …other partners. + Responsible for processing monthly rental payments, security deposits, broker 's fees, rental arrears, and other payments as needed. + Manage and ... Act as liaison between client, HRA, HUD, HPD, landlord, broker , etc. to ensure best housing relations between all...New York City property management with a bank of broker and landlord contacts is required. + Extensive knowledge… more
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