- AON (New York, NY)
- …of insurance experience in property and casualty lines preferred. + Property and Casualty Broker License is required for this role or obtain within 6 months + ... of insurance experience in property and casualty lines preferred. + Property and Casualty Broker License is required for this role or obtain within 6 months +… more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- MUFG (New York, NY)
- …changes, GUIs, reports, and dashboards, particularly for P&L calculation in the broker -dealer domain; Coding in SQL, MDX (including writing complex SSAS queries), ... foreign equivalent degree). Experience: 3 years of experience in the broker -dealer domain within the financial services industry supporting multi-terabyte systems… more
- Zurich NA (New York, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- Highmark Health (Albany, NY)
- …provides leadership and direction to a team that manages client and broker /consultant relationships & assignments. This individual manages the existing team and ... and solutions to grow the existing book of business while growing our broker / consultant relationships and exploring new distribution channels. This leader develops… more
- Scotiabank (New York, NY)
- …of cross-asset structured notes to a diverse client base, including private banks, broker dealers and RIAs. The ideal candidate will have a deep understanding of ... sales + Proven track record of established relationships with private banks, broker dealers, RIA's, and asset managers in the US **Interested?** At Scotiabank,… more
- CUNY (New York, NY)
- …Financial Systems, financial institutions, and governmental agencies, leveraging Integration Broker , APIs, and secure file transfers. + Demonstrated proficiency in ... Application Designer, PeopleCode, Application Engine, File Layouts, Workflow, Integration Broker , Component Interface, ExceltoCI, Data Mover, Process Scheduler, SQR,… more
- TD Bank (New York, NY)
- …not required + 5 or more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... **Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global… more
- Kestra Financial (Kings Park, NY)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, and basic financial planning concepts.… more