- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- TIAA (Charlotte, NC)
- …obtaining advice from external counsel where necessary. May work with external insurance broker to help resolve claims or insured matters that arise. + here ... applicable, work with the US business on the required applications and approvals with Federal, State and local regulatory bodies, if applicable (ex - FSA, USDA). + Support legal aspects of developing ESG reporting and contracts and provide local support on… more
- Deloitte (Charlotte, NC)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... Qualifications Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2 - 3 days per week + 3+ years' experience providing tax planning services or preparing and reviewing client… more
- Coinbase (Charlotte, NC)
- …demo calls, serving as a subject matter expert for the Prime Broker suite of services, and address technical cryptocurrency-related questions. * Operationalize new ... and existing policies, processes, and procedures, ensuring alignment with risk and control requirements. * Support product launches by driving operational readiness and ensuring seamless integration for institutional clients. * Serve as a key member of the… more
- RVO Health (Charlotte, NC)
- …Knowledge of other cloud providers is a plus. + Experience with event/message broker systems, preferably Apache Kafka. + Experience with Git and GitHub for source ... control management, along with best practices and supporting tools. + Experience with infrastructure as code technologies, preferably Terraform + Experience with Terraform Enterprise/Cloud is a plus. + Experience creating and maintaining Continuous Integration… more
- Truist (Charlotte, NC)
- …II report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker /dealers 23. Support the Corporate Controller and Financial Reporting team on external ... financial and regulatory reporting matters including certain LOB specific regulatory reporting and internal management reporting 24. Serves as liaison with Corporate Accounting Policy team as subject matter expert on LOB accounting issues, assisting in… more
- Deloitte (Charlotte, NC)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... Qualifications Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2 - 3 days per week + Bachelor's degree in Accounting, Finance, or other business-related field + 5+ years'… more
- Cognizant (Charlotte, NC)
- …a client-facing role and/or the financial services industry, preferably within a broker -dealer, RIA, investment or financial services firm . Experience with Agile ... frameworks such as SAFe, LeSS, or Kanban in enterprise environments . Excellent communication skills, both written and oral, with the ability to create and deliver executive-level presentations while serving as a recognized subject matter expert on the team… more
- City National Bank (Raleigh, NC)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... Unregistered Fund Vehicles, Support Functions (Operations, Compliance, Risk). Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry… more
- US Bank (Charlotte, NC)
- …more of relevant experience within the securities industry specifically in a retail broker dealer environment + Series 24 General Securities Principal license or the ... ability to obtain + Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business + Advanced understanding of the business line's operations, products/services, systems, and associated… more