- Equitable (Charlotte, NC)
- …7 years of established compliance experience, preferably with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated ... understanding of SEC, FINRA and State Insurance laws, rules and regulations. + Proven knowledge and understanding of the variable individual and group annuity retirement markets and practices. + Substantiated track record of implementing policy and procedure… more
- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- Corning Incorporated (Charlotte, NC)
- …of experience in duty drawback or customs compliance roles. + US Customs Broker 's License + Experience qualifying trade agreements (such as USMCA, etc.) _Desired_ + ... Strong analytical and problem-solving skills, with the ability to interpret and analyze complex data. + Ability to work independently and manage multiple projects simultaneously. + Strong communication and interpersonal skills, with the ability to collaborate… more
- HUB International (Greensboro, NC)
- …Limited ("HUB") is one of the largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, ... employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ offices throughout North America, HUB has grown substantially, in part due to our industry leading success in Mergers and Acquisitions. **WHAT WE… more
- Corning Incorporated (Charlotte, NC)
- …and Skill Requirements:** _Required_ + Bachelor's Degree + US Customs Brokerage License Broker + Minimum 8 years of experience in Trade Compliance or customs ... experience + Minimum 2 years of Trade Compliance Import/Export supervisory experience + Experience with Mexico & Canadian customs + Knowledge in HTS Classification, Export Compliance and Foreign Trade Agreements _Desired_ + Minimum 5 years of experience… more
- Truist (Charlotte, NC)
- …and managerial functions that are routinely associated with those of a retail broker /dealer and RIA. **Essential Duties and Responsibilities** + Manage a team of 4 ... - 10 Supervisors. + Provide coaching and focused training for team as needs are identified. + Supervisory responsibility for Investment Advisory accounts. Utilize multiple systems to ensure compliance with firm policies related to advisory account management.… more
- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- Thrivent Financial (Raleigh, NC)
- …credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides ... Equal Employment Opportunity (EEO) without regard to race, religion, color, sex , gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any… more
- HUB International (Asheville, NC)
- …Limited ("HUB") is one of the largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, ... employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ offices throughout North America, HUB has grown substantially, in part due to our industry leading success in Mergers and Acquisitions. **WHAT WE… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more