- Guardian Life (Raleigh, NC)
- …of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an ... insurance-affiliated broker /dealer as a plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120 days. + A… more
- Corning Incorporated (Charlotte, NC)
- …incorporating key commercial considerations and in accordance with department procedures. Broker agreements between teams for projects and special RFQs following ... of Materials/part number list; document pricing strategy and decisions for future use + Broker agreements with members of the sales and PLM teams + Create actual… more
- Cushman & Wakefield (Charlotte, NC)
- …Assist in measuring transactional performance * Ensure that all client and broker engagement documentation is executed Transaction Management: * Coordinate field ... broker selection process * Assist with determining client needs and communicate project parameters * Coordinate negotiations and management of transactions *… more
- AON (Charlotte, NC)
- …or equivalent, with Risk and Insurance Management/ Business related curriculum preferred Broker License CPCU, CIC or ARM preferred How we support our colleagues ... or equivalent, with Risk and Insurance Management/ Business related curriculum preferred Broker License CPCU, CIC or ARM preferred How we support our colleagues… more
- Lincoln Financial (Greensboro, NC)
- …solutions to their clients. This is a consultative phone-based position responding to broker inquiries received via inbound calls. You will answer questions in a ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Citigroup (Charlotte, NC)
- …and funding flows including closely coordinated positioning requirements of Bank and Broker Dealer businesses. Focus would be in fulfilling the Resolution and ... + Balance Sheet management /Optimization, including familiarity with banking and/or broker dealer product sets + Multi-disciplinary Project Management including a… more
- Zurich NA (Charlotte, NC)
- …and 10 or more years of experience in the Underwriting, Market Facing, Broker , Carrier or Risk Management area within the Commercial Insurance industryOR + Bachelors ... Energy product lines, the commercial insurance and Energy industry + Strong Broker relationships + Results oriented + Portfolio management, risk selection and… more
- Amentum (Raleigh, NC)
- …casualty, cyber, D&O, aerospace, marine, professional, etc.), including annual renewals, broker engagement, and carrier relationships. + Analyze risk exposure and ... mentorship to the risk management team. + Represent the company in key broker and insurer relationships, risk conferences, and industry groups. + Lead special… more
- Lincoln Financial (Greensboro, NC)
- …servicing agreements and distribution-related contracts, including those with broker -dealers, retirement plan administrators and other intermediaries. * Drafting, ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Truist (Charlotte, NC)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... activities may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more