- Navy Federal Credit Union (Matthews, NC)
- …relationships with members and internal/external sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- CBRE (Raleigh, NC)
- …terms for land, office, retail, and industrial properties. + Coordinate field broker selection and required resources. Facilitate client review and approval of ... requests for proposals, proposal comparison packages, letters of intent, and broker 's opinions of value. + Analyze and interpret financial analysis templates… more
- Atria Wealth Solutions (Raleigh, NC)
- …CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record of serving the investment ... needs of credit unions and their members. We're ranked as one of the top broker -dealers in the industry and we work with some of the top financial institutions in… more
- US Bank (Charlotte, NC)
- …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
- SMBC (Charlotte, NC)
- …of data. This role will support both SMBC Nikko Securities America, Inc. ( Broker -Dealer) and SMBC Capital Markets, Inc. (Swap Dealer). Role is located in Charlotte, ... the Data Governance field for a Financial Institution (eg Bank Holding Company, broker dealer, swap dealer) with focus on: documenting data requirements and data… more
- USG Insurance Services, Inc. (Charlotte, NC)
- Producer/ Broker : Workers Compensation Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : Based on Experience Offices : ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more
- Zurich NA (Raleigh, NC)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... with Microsoft Office Preferred Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills +… more
- USG Insurance Services, Inc. (Charlotte, NC)
- …and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. ... coverages + Provide guidance and supervision to the team as requested by the Broker + Manage incoming calls from producers and companies + Foster strong working… more
- Kestra Financial (Raleigh, NC)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- Zurich NA (Charlotte, NC)
- …with the organization's appetite, balanced with sound business opportunity. + Make broker /customer and on-sight calls with a planned and well-prepared purpose. Basic ... + Technical knowledge of commercial Construction Casualty Underwriting + Established broker relationships in Southeast market + Sales execution mindset + Creative… more