- PNC (Pittsburgh, PA)
- …in Pittsburgh, PA. The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the ability to create ... * Experience working with FX Trading (Forwards, NDFs, Swaps, Options) or Broker Dealer Trading, Trade Capture, Accounting, and Settlements. * Broad knowledge and… more
- Trustmark (Harrisburg, PA)
- …new/maintain existing business. Stays current with our Administrative, Enrollment, Broker , and Enrollment Company capabilities and processes. Responsible for ... new/maintain existing business. Stays current with our Administrative, Enrollment, Broker , and Enrollment Company capabilities and processes. **Key Accountabilities**… more
- Atria Wealth Solutions (Allentown, PA)
- …external network you develop + Experience and aptitude with working with broker -dealer technology, ie, electronic order entry systems, DocuSign, etc. to process ... LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record...their members. We're ranked as one of the top broker -dealers in the industry and we work with some… more
- Sumitomo Pharma (Harrisburg, PA)
- …Director will manage global cash operational activities & forecasting. Manage bank and broker relationships. This role is responsible for a team of two direct ... trials, management liability, umbrella, and specialty lines. + Manage Banker & Broker relationships. + Oversee & manage cash pooling across SMPA group entities… more
- CVS Health (Harrisburg, PA)
- …seeking an experienced Senior Healthcare Fraud Investigator to join our Dental/Pharmacy/ Broker Investigative Team within Aetna's Special Investigations Unit. In this ... Dental Investigative experience + Pharmacy Investigative experience + Marketplace Broker Investigative experience + Medicaid and Medicare experience **Education** +… more
- Vanguard (Malvern, PA)
- …training and experience. Graduate degree preferred. + Deep expertise in broker -dealer supervision and relevant supervisory control regulations. + Strong knowledge of ... Broker Dealer compliance, front-line supervisory practices, and incentive compensation governance. + Demonstrated ability to lead large scale supervision and… more
- CVS Health (Harrisburg, PA)
- …who help us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the small group segment ... ability to work independently. **Preferred Qualifications** + Established relationships with Broker Channel. + Carrier Sales experience. + Salesforce experience. +… more
- Vanguard (Malvern, PA)
- …leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker -dealer. This role oversees the operational effectiveness, risk management, and ... client segments with brokerage domain expertise. This includes representing Vanguard's broker -dealer to regulators (eg, FINRA, OCC) and overseeing numerous vendor… more
- USG Insurance Services, Inc. (Pittsburgh, PA)
- …and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. ... Production Assistant, Executive Production Assistant, Production Assistant, or designated Producer/ Broker (s). Responsibilities include: + Correspondence with agents or carriers… more
- Guardian Life (Harrisburg, PA)
- …of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an ... insurance-affiliated broker /dealer as a plus. + Prior examination, auditing or testing experience. + Series 7; 24 licenses required or obtained within 120 days. + A… more