- Charles Schwab (Westlake, TX)
- …etc.). Ideally familiar with investment products and services offered through a major broker -dealer, and eager to learn new things and apply knowledge to innovate, ... + 5-7 years legal experience in the securities industry (such as in a large broker -dealer or mutual fund firm) or in a law firm with direct contract drafting and… more
- Trustmark (Austin, TX)
- …existing business. Stays current with our Administrative, Enrollment, Broker , and Enrollment Company capabilities and processes. **Key Accountabilities** ... Managers to gain their confidence in decisions. + Understands non-standard broker arrangements and enrollment company strengths and weaknesses. + Identifies elements… more
- HUB International (Austin, TX)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker -Dealer: The Chief Compliance Officer, will be a highly visible, senior… more
- Zurich NA (Dallas, TX)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... to effectively assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active listening, needs… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- Teledyne (Dallas, TX)
- …deemed exports; anti-boycott reporting; preferential trade program recordkeeping; and broker /freight forwarder compliance. + Monitor and resolve import and export ... Experience providing training to all levels of management and employees + US Customs Broker License a plus + US Person for access to ITAR- Controlled Technical Data.… more
- Travelers Insurance Company (Richardson, TX)
- …non-disclosure provisions. + Support underwriting marketing efforts, including participation in broker and account visits and risk mitigation seminars and authoring ... such transactions. + Support underwriting marketing efforts, including participation in broker and account visits and risk mitigation seminars and authoring… more
- Sulzer Pumps US Inc. (La Porte, TX)
- …of all outbound international shipments, with customer, freight forwarder, and import broker . + Assist in arranging outside vendors for special services, ie -* ... customs contacts to ensure compliance on international shipments. + Monitor customer broker , supplying needed assistance to ensure quick and efficient resolution of… more
- HUB International (El Paso, TX)
- **About Us:** HUB is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, employee ... industry related continuing education training and courses + Must follow HUB Broker Standards **Key Competencies:** To perform the job successfully, an individual… more
- Robert Half Finance & Accounting (Dallas, TX)
- …firm. * Responsible for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for FINRA filings. * ... Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls consistent with the company's… more