- Foresters Financial Services (Westbury, NY)
- Sales Support Associate Sales Westbury, New York Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business ... Financial Group(R) ("Cetera") is a leading network of independent retail broker -dealers empowering the delivery of objective financial advice to individuals,… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc Associate , Investor Access OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, ... is seeking an Associate , Investor Access to join our Investor Access team...Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on to facilitate trading. Our innovative model… more
- Scotiabank (New York, NY)
- Associate Director, Structured Note Sales **Requisition ID:** 231031 **Salary Range:** 225,000.00 - 225,000.00 _Please note that the Salary Range shown is a ... to results, in an inclusive and high-performing culture. **Title: Associate Director, Structured Note Sales / GBM - New...notes to a diverse client base, including private banks, broker dealers and RIAs. The ideal candidate will have… more
- Kestra Financial (Kings Park, NY)
- Summary The Client Service Associate reports to the Financial Advisor and is critical to appropriately leveraging Advisors' time. This position utilizes excellent ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance +… more
- US Bank (New York, NY)
- …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
- Independent Health (Buffalo, NY)
- …and a culture that fosters growth, innovation and collaboration. **Overview** The Regional Sales Associate will be the face of PBD and the lead storyteller of our ... to accomplish business objectives, drive demand, and achieve growth. The Regional Sales Associate will be an expert in PBD products, services, client offerings, and… more
- BlackRock (New York, NY)
- **About this role** ** Associate , Global Product Solutions ETF Regulatory Marketing Review** **Location: New York or Boston** **About this role** Elevate your career ... and global markets. **Role Description** We are seeking an Associate to join the iShares Communications Review team. This...Bachelor's degree + 3+ years compliance background with a broker -dealer, mutual fund, or ETF business with 1+ years… more
- Broadridge Financial Solutions (Edgewood, NY)
- …team. Broadridge is hiring! Join our fast-paced team as a Corporate Actions Associate and play a crucial role in processing voluntary and mandatory corporate ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- JPMorgan Chase (Brooklyn, NY)
- …securities settlements and enhancing client experiences. As a Trade Lifecycle Associate , you'll collaborate with diverse teams to ensure seamless transactions and ... of our core client segments, including Asset Managers, Asset Owners, Insurance, Banks/ Broker Dealers, Hedge Funds, and Alternatives. **Job Summary:** As a Trade… more
- Broadridge Financial Solutions (Edgewood, NY)
- …join the Broadridge team. Broadridge is hiring! As a Sr. Corporate Actions Associate , youll be at the heart of fast-paced Reorg event processing, ensuring ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more