- AON (Irvine, CA)
- …President, primary responsibility will be to assist in administration of the company 's day to day Risk Management and Insurance Program. Responsible for oversight ... exposure schedules and coordinating submission of data and timely updates to broker teams. + Collaborate with Development Managers and Joint Venture partners on… more
- City National Bank (Los Angeles, CA)
- …substantial experience advising regulated financial institutions (including national banks and broker -dealers) on laws and regulations relating to AML and Financial ... advice to all three lines of defense (front line, Risk/Compliance, Audit), broker -dealer businesses, and other US-based businesses regarding all aspects of AML laws,… more
- Axis (San Francisco, CA)
- …direction of our underwriting approach and ensuring alignment with the company 's broader goals. Key Responsibilities: * Strategic Underwriting Leadership: Lead the ... Transportation, and other areas. Ensure underwriting decisions align with the company 's risk appetite and strategic objectives. * Collaborative Development: Partner… more
- AIG (Los Angeles, CA)
- …Summary: Help fuel LexPro's ambitious growth goals by leveraging regional broker relationships, product knowledge, specifically in D&O, EPL, PTL, Cyber, Fidelity ... and broker negotiation and sales skills. The Regional Production Specialist,...monitor, and price new and renewal business according to Company guidelines per Underwriter's level of authority as outlined… more
- City National Bank (Los Angeles, CA)
- …and subsidiaries. Substantial expertise in advising registered investment advisers and broker -dealers is essential as is the ability to work and communicate ... counsel to the Bank and its registered investment adviser, broker -dealer, and registered investment fund subsidiaries and affiliates with...to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and… more
- CVS Health (Sacramento, CA)
- …passionate about transforming health care. As the nation's leading health solutions company , we reach millions of Americans through our local presence, digital ... who help us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the small group segment… more
- City National Bank (Los Angeles, CA)
- …* Two to five years of Client Service or Operational experience at a Broker Dealer or in an investment management environment. * FINRA Series 7 and 63 ... years of Client Service or Operational experience at a Broker Dealer. * Knowledge of SEC and FINRA rules...of the month following start date * Generous 401(k) company matching contribution * Career Development through Tuition Reimbursement… more
- Penske Automotive (Escondido, CA)
- …to support our New Car Sales department and take ownership of managing broker accounts. In this role, you'll oversee broker interfaces, bidding processes, ... $150,000/year. **WHAT WE HAVE TO OFFER** + Fortune 500 company , consistently recognized by Automotive News as among the...and vision) and 401k savings and retirement plan with company match. + Training, resources and opportunities for career… more
- Guardian Life (Sacramento, CA)
- Guided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department. ... of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an… more
- CVS Health (Sacramento, CA)
- …passionate about transforming health care. As the nation's leading health solutions company , we reach millions of Americans through our local presence, digital ... questions and assist with escalated issues. This role would report to the Broker Service Department in but be dedicated to the appropriate market. **Required… more