- Bank of America (New York, NY)
- …Specialist (CAMS) + Knowledge of anti-money laundering (AML) regulation and guidance for broker -dealers + SIE, Series 3, Series 4, Series 7, and/or Series 24 ... all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as...any time and at the sole discretion of the Company . To the extent you have a disability or… more
- Agile Cold Storage (West Seneca, NY)
- …DMS (Dock Management System). + Communicate between customer, the customer's broker or freight forwarding and warehouse operations concerning the customer's ... + Review order details and ensure they are following Company policies and procedures. + Research issue , obtain...+ Perform work in a safe manner following all Company safety rules. + May perform other duties as… more
- Brookfield Properties (New York, NY)
- …of Brookfield's real estate investments (structured as either a portfolio company or individual investment). They are principally responsible for overseeing the ... team, the Associate will be involved in all aspects of fund, company or investment-level financial analysis, supporting the preparation and maintenance of a… more
- TD Bank (New York, NY)
- …US Head of Compliance Programs oversees assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory ... having a significant impact on the operations or strategy of the Company . The job interacts with senior management in assigned areas, developing, revising,… more
- Neuberger Berman (New York, NY)
- …and publish Aladdin-centric scorecards. + Experience with global standards, broker /custodian practices, and control frameworks; audit readiness and remediation in ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...and until paid and may be modified at the Company 's sole discretion, consistent with the law.** _Neuberger Berman… more
- Guardian Life (New York, NY)
- …we accelerate our digital capabilities across product, experience, benefits administration, and broker technology. Our goal is to cement our market leading position ... inclusive benefits and resources to our colleagues. Explore our company benefits at www.guardianlife.com/careers/corporate/benefits . _Benefits apply to full-time… more
- Thrivent Financial (Albany, NY)
- …generous lives. Today, Thrivent is a not-for-profit, membership-owned Fortune 500 company with $179 billion in assets under management/advisement (as of 12/31/23). ... to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors....live more generous lives. Today, it's a Fortune 500 company that offers a full range of expert financial… more
- AIG (New York, NY)
- …and create cross sell opportunities for other Commercial products.* Collaborate with broker to understand the deal structure, terms, and AIG Services that best ... need to succeed * 5+ years of Commercial Insurance Company , Agency, or Brokerage experience. * Bachelor's degree from...please send an email to ###@aig.com. Functional Area: UW - Underwriting National Union Fire Insurance Company of Pittsburgh,… more
- Justworks (New York, NY)
- …enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders ... at Justworks. These are best summed up in our company values, which are reflected in our product and...delivering immediate results. + Have established ecosystem relationships with Broker & Accountant Channel partners. + Passionate about sales… more
- The Hartford (Clinton, NY)
- …We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every ... leadership and infrequent referral activity to complete quotes + Broker Management which includes creating, driving and execution of...questions is due in no small part to our company values that our employees have shaped and defined.… more