- TIAA (New York, NY)
- …+ Experience in securities litigation, enforcement matters, investigations, ERISA, antitrust, broker -dealer, and/or insurance law a plus. + Strong verbal and written ... programs, non-annual sales incentive plans, or other non-annual incentive plans). ** Company Overview** Every worker deserves a secure retirement. For more than… more
- Anywhere Real Estate (Rochester, NY)
- …position interacts directly with the affiliates to gain their support on company initiatives, foster a collaborative culture and facilitate affiliate growth, agent ... through the network. + Consults with and coaches affiliates to improve broker profitability and identify and drive ancillary revenue opportunities + Drives adoption… more
- EFI Global (New York, NY)
- …service programs or single large national program; to maintain client, client broker and key vendor relationships; and to manage program procedures and processes ... quality program(s). + Travel as required. **SUPERVISORY RESPONSIBILITIES** + Administers company personnel policies in all areas and follows company … more
- EFI Global (Albany, NY)
- …service programs or single large national program; to maintain client, client broker and key vendor relationships; and to manage program procedures and processes ... quality program(s). + Travel as required. **SUPERVISORY RESPONSIBILITIES** + Administers company personnel policies in all areas and follows company … more
- Guardian Life (Albany, NY)
- …of prospects and clients and drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's multifaceted product ... inclusive benefits and resources to our colleagues. Explore our company benefits at www.guardianlife.com/careers/corporate/benefits . _Benefits apply to full-time… more
- Comerica (New York, NY)
- …Institutions and Non-Bank Financial Institutions, including Payroll Providers, Broker Dealers, Title/Escrow companies, and Fintech organizations. Position ... Background ("RAP Back") service, which provides ongoing notification to the Company of any updates to your criminal history. NMLS certification requirement:… more
- TD Bank (New York, NY)
- …US Head of Compliance Programs oversees assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory ... having a significant impact on the operations or strategy of the Company . The job interacts with senior management in assigned areas, developing, revising,… more
- Broadridge Financial Solutions (New York, NY)
- …and implementation of detailed IT solutions for clients using company products, outsourced solutions or proprietary tools/techniques. Responsible for defining ... have strong business case development skills Experience working for a consulting company is preferred (KPMG, EY, Deloitte, etc) Strong client engagement and… more
- Capital One (New York, NY)
- …culture, grow our talent, and be an ambassador for Product Management across the company . Product Management at Capital One is a booming, vibrant craft that requires ... investments in growth and transformation will result in a company with the scale, brand, capabilities, talent, and values...working knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer (CFTC… more
- T. Rowe Price (New York, NY)
- …over $650B in AUM. You will build strong relationships with Banks, Broker /Dealers, RIAs, TAMPs, and Intermediary Platform providers across the US Responsibilities + ... eligible for a discretionary bonus, which is determined upon company and individual performance. Commitment to Diversity, Equity, and...associates are our greatest asset. We thrive because our company culture is built on inclusion and because we… more