- Wells Fargo (Rochester, NY)
- …of financial services industry experience + Experience in compliance or broker -dealer governance **Job Expectations:** + US only: Obtaining and/or maintaining ... are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with...as critical to the success of our customers and company . They are accountable for execution of all applicable… more
- HUB International (New York, NY)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company . This position is supporting HUB International's Retirement & Private… more
- TD Bank (New York, NY)
- …(including investor relations professionals and C-suite as well as Buy-Side Broker Liaisons). + Work independently while managing multiple live events/projects. + ... traders and executes the trade + Ensures all trades are confirmed with the broker /dealer + Inputs trades (post execution), and Verifies transactions meet company … more
- AIG (New York, NY)
- …with AIG subject matter experts and robust reviews of claims history and general company information. + Your relationships with brokers will be key to your success. ... You will also aim to generate new business by expanding your broker network, attending broker events, and building new relationships across the market - in line… more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- MUFG (New York, NY)
- …changes, GUIs, reports, and dashboards, particularly for P&L calculation in the broker -dealer domain; Coding in SQL, MDX (including writing complex SSAS queries), ... foreign equivalent degree). Experience: 3 years of experience in the broker -dealer domain within the financial services industry supporting multi-terabyte systems… more
- Zurich NA (New York, NY)
- …and regulations and rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities on highly complex ... assess risk + Strong negotiation skills + Strong retail broker relationships + Superior skills in relationship building, active...incentive bonus eligibility set at 20%. As an insurance company , Zurich is subject to 18 US Code |… more
- Brookfield Properties (New York, NY)
- …overall property goals and increase NOI + Use existing national retailer and broker relationships to expand "open to buys" to meet or exceed leasing objectives ... store opening + Create income and value for the company through knowledge of consumer trends in both retail...to finish + Strong local and national retailer and broker relationships and knowledge of the New York market… more
- CRC Insurance Services, Inc. (New York, NY)
- …our team you will generate new business by developing relationships with broker partners. The Account Service Division (ASD) at CRC Benefits (formerly BenefitMall) ... and insight! If you want to work for a company where employees are valued and growth is encouraged,...from time to time. + Drives increased sales and Company growth by developing positive business relationships with agents/brokers.… more