- SMBC (Charlotte, NC)
- …within the Data Governance field for a Financial Institution (eg Bank Holding Company , broker dealer, swap dealer) with focus on: documenting data requirements ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...role will support both SMBC Nikko Securities America, Inc. ( Broker -Dealer) and SMBC Capital Markets, Inc. (Swap Dealer). **Responsibilities:**… more
- Navy Federal Credit Union (Matthews, NC)
- …positive outcomes + Ability to obtain appointment by the sponsoring insurance company , broker -dealer and/or Registered Investment Advisory Firm + Experience in ... relationships with members and internal/external sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify… more
- Anywhere Real Estate (Charlotte, NC)
- …Vision, Short-term and Long-term disability benefits, AD&D . 401(k) savings plan with company match . Paid Time Off to Include Holidays, Vacation Time, and Sick ... **We value our people-first culture,** which thrives on empowerment, innovation, and cross- company collaboration as we keep moving the world forward, together. Read… more
- Sands Investment Group (Charlotte, NC)
- …2016), is now seeking highly motivated Brokers to join our dynamic and collaborative company in our Charlotte office. SIG provides its Brokers with: Company ... over 4,100 transactions worth more than $8 billion in 48 states. Brokers with the company currently have over $1.4 billion in active inventory. As a leader in the… more
- Bank of America (Charlotte, NC)
- …**:** + Conduct cash and liquidity forecasting for the US Bank, Parent Company , and Broker -dealers to manage daily cash positions and ensure compliance ... all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as...any time and at the sole discretion of the Company . To the extent you have a disability or… more
- Carrington (Raleigh, NC)
- **Come join our amazing team!** Responsible for developing and maintaining broker /seller relationships to sell wholesale and correspondent mortgage loan products. ... correspondent loans. Perform all duties in accordance with the company 's policies and procedures, all US state and federal...mortgage brokers and sellers. + Establishes and continues the broker /seller relationship and ensure a steady flow of loan… more
- Bank of America (Charlotte, NC)
- …regulatory calculations, performs and documents control processes for local Banks, Broker Dealers and other legal entities, prepares/reviews data submissions for ... teams. The Regulatory Reporting Controller II role is within the GRR Broker Dealer organization responsible for the preparation of Regulatory Reporting calculations… more
- Atria Wealth Solutions (King, NC)
- …rules and regulations set forth by the credit union, FINRA, SEC and the broker /dealer. + Accountable for meeting annual business plan and production goals. + Provide ... regulatory bodies, and other key outside parties. + Support Company Mission and Corporate Values REQUIREMENTS KNOWLEDGE, SKILLS AND...Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker /dealer and RIA with a stable track record of… more
- CVS Health (Raleigh, NC)
- …passionate about transforming health care. As the nation's leading health solutions company , we reach millions of Americans through our local presence, digital ... EST **Overview** At Aetna International, part of Aetna(R) a CVS Health company , we are transforming global health care through innovation, collaboration, and… more
- Vylla Home (Charlotte, NC)
- …marketing and customer relationship management tools to 24/7 training, face-to-face broker support, qualified leads and referrals and much more. Vylla's national ... roof! We offer our agents: + Up to 100% Broker Split - keep your commission and set your...equal opportunity employer. It is the policy of the company that applicants be considered for positions for which… more