- Sumitomo Pharma (Sacramento, CA)
- …Director will manage global cash operational activities & forecasting. Manage bank and broker relationships. This role is responsible for a team of two direct ... liability, umbrella, and specialty lines. + Manage Banker & Broker relationships. + Oversee & manage cash pooling across...arrangements to optimize cash flow between entities while maintaining compliance and Tax strategy. + Develop and support two… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …Inc., a subsidiary of Dunham, is an independently owned, registered Broker /Dealer and Investment Adviser helping Financial Advisors and individual investors reach ... of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a… more
- City National Bank (Los Angeles, CA)
- …and subsidiaries. Substantial expertise in advising registered investment advisers and broker -dealers is essential as is the ability to work and communicate ... and regulatory counsel to the Bank and its registered investment adviser, broker -dealer, and registered investment fund subsidiaries and affiliates with respect to… more
- The Walt Disney Company (Rancho Mirage, CA)
- …for a Sales Agent, contributing to licensed activities to ensure compliance with real estate regulations. This role requires exceptional communication, ... **Contacting & Lead Generation** + Contact potential clients to gauge interest in broker services and refer them to agents. **Document Handling & Compliance **… more
- Amentum (Sacramento, CA)
- …to business units and senior leadership on risk-related matters and ensures compliance with regulatory and contractual risk transfer requirements. + Develop and ... casualty, cyber, D&O, aerospace, marine, professional, etc.), including annual renewals, broker engagement, and carrier relationships. + Analyze risk exposure and… more
- The Hartford (San Francisco, CA)
- …culture, with direct responsibility for underwriting, sales leadership and broker /agency management. Responsibilities include: Solution Expertise and Innovation + ... functional and regulatory integrity of the book of business and overall compliance with corporate guidelines, policies, service standards, and levels of authority. +… more
- CalSTRS (Sacramento, CA)
- …the following skills: + Experience performing HR functions such as recruitment, compliance , resource planning + Excellent written and verbal communications skills + ... Branch, you will be required to disclose your personal broker account information and be required to utilize a...account information and be required to utilize a personal broker from a designated list as provided by CalSTRS.… more
- WTW (Los Angeles, CA)
- …business and risk management needs through deep industry-specific expertise. The role of a broker is to help our clients mitigate their total cost of risk. The ... to assess, model, and structure risk. Once modeled, the broker personally escorts the clients' risk into the market...principles and brokerage concepts + Ensure that quality and compliance procedures and processes are adhered to. + Record… more
- Zurich NA (Irvine, CA)
- …and 10 or more years of experience in the Underwriting, Market Facing, Broker , Carrier or Risk Management area within the Commercial Insurance industryOR + Bachelors ... lines, the commercial insurance and Energy industry + Strong Broker relationships + Results oriented + Portfolio management, risk...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- AIG (San Francisco, CA)
- …general direction, issuing quotes and policies while ensuring standards and compliance guidelines are met. Responsible for underwriting large accounts and building ... manager and product leaders in developing existing and establishing new broker relationships + Collaborating with Distribution, Territory Managers, and other line(s)… more