- Deloitte (Los Angeles, CA)
- …Management, Data Access Governance, Data Loss Prevention, Cloud Access Security Broker , Encryption, Certificate Lifecycle Management, Cloud Security, SaaS Security + ... with data risk program design, including alignment to cybersecurity and compliance programs. + Experience working with data protection and information security… more
- BRIDGE Housing Corporation (San Francisco, CA)
- …+ Benefits : Oversee benefits administration processes in collaboration with our Broker and Provider Reps. + Assist employees with benefit questions, retirement and ... primary manager for all incoming general HR needs. + Compliance : Oversee annual and ongoing HR compliance... Compliance : Oversee annual and ongoing HR compliance activities, such as distribution of required notices from… more
- Deloitte (Costa Mesa, CA)
- …solid understanding of partnership allocation methodologies, Subchapter K, and the tax compliance process for real estate funds, then we have an exciting opportunity ... and draw on your experience in accounting and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex… more
- City National Bank (Los Angeles, CA)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk)Thrives in a dynamic team-based environment, effectively manages ambiguity, works… more
- Deloitte (Costa Mesa, CA)
- …a Tax Senior, you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with ... Tax LLP and sector-specific trainings. + Preparing and leading client meetings on compliance and advisory projects related to tax planning opportunities, and the tax… more
- City National Bank (Los Angeles, CA)
- …and approves CNS written and electronic correspondence for accuracy and compliance . Overseas the risk associated with the operational and administrative aspects ... time horizon, financial status, and other investment needs in compliance with FINRA regulations and CNS policies and procedures....years of Customer Service or Operational experience at a Broker Dealer * 5 or more years of management… more
- Lincoln Financial (Sacramento, CA)
- …participant communications - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and coordinate with ... administration of Bermuda-specific employee benefit programs in alignment with business and compliance needs. * Serve as the key liaison with benefits vendors and… more
- Columbia Bank (San Diego, CA)
- …loyalty through excellent service. + Other responsibilities as assigned. + Demonstrates compliance with all bank and broker /dealer regulations for assigned job ... to date on regulation changes. + Follows all Bank policies and procedures, compliance regulations, and completes all required annual or job-specific training. + May… more
- Lincoln Financial (Sacramento, CA)
- …of business processes, risks, and control objectives. + Carry out duties in compliance with all state and federal regulations and guidelines. Comply with all company ... Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, PCI DSS etc.), project… more
- CH Robinson (Long Beach, CA)
- …Customs Entry Writers go on to expand their careers with us in Global Compliance , Sales or Account Management, which makes this role a terrific introduction to CH ... (HTS) databases for customer account base to ensure full compliance of CBP and customer requirements. + Begin to...the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US… more