- Deloitte (Sacramento, CA)
- …a Tax Manager, you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with ... papers, allocations, and tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax planning opportunities, and the tax… more
- City National Bank (Los Angeles, CA)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk). Additionally, the position is responsible for maintaining and executing continuous… more
- Carrington (Anaheim, CA)
- …documentation related to Borrower and property. + Ensures the quality and compliance of work with Company policies, procedures, and investor guidelines. + Ensures ... as required to resolve outstanding issues. + Informs Account Executive, Broker , and/or borrower about discrepancies in title, appraisals, credit, employment, income… more
- Lincoln Financial (Sacramento, CA)
- …and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Builds mortgage loans ... limited partnerships for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate key stakeholders and… more
- Broadridge Financial Solutions (El Dorado Hills, CA)
- …MQ governance modelsnaming conventions, access controls, TLS/mutual auth, and compliance enforcement. + Define audit logging, configuration baselines, and change ... or internal tools. + Partner with Broadridge Security team to ensure compliance with encryption, access control, and audit policies. Leadership & Enablement +… more
- Stanford University (Stanford, CA)
- …significant integrated innovation across three core areas: Research, Education, and Honest- Broker Convening. **Your Responsibilities will include** **:** + Based on ... School/unit and/or the university regarding the interpretation, implementation and compliance with policies and regulations. Recommend actions and/or resolve complex… more
- Broadridge Financial Solutions (El Dorado Hills, CA)
- …with regulatory agencies and addressing any complaints associated with SEH compliance . Performing risk management activities in responding to regulatory agencies' ... implementing, and maintaining required guidelines, policies, and procedures to ensure compliance in a cost-effective manner. + Managing expenses appropriately to… more
- Cushman & Wakefield (San Francisco, CA)
- …+ Partner with the COE's to create and coordinate initial listing presentations and broker opinion of value + Partner with the COE's to design, animate, and produce ... with disabilities. Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act (ADAAA), if you… more
- Lincoln Financial (Sacramento, CA)
- …for our Security and Enterprise departments by implementing and enforcing regulatory compliance and standards adherence. **What you'll be doing** + Serve alongside ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Jacobs (Sacramento, CA)
- …and negotiate insurance-related provisions of complex project contracts to ensure compliance with insurance requirements as well as providing substantive advice on ... related field * Extensive experience in insurance/risk management role gained with broker , insurer, or in corporate risk management * Engineering and construction… more