- City of New York (New York, NY)
- …the marketplace from predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing the tools and ... City's administrative tribunal and in NYS court, conduct industry-wide compliance initiatives, and coordinate targeted enforcement efforts. Oversee and participate… more
- Broadridge Financial Solutions (Albany, NY)
- …lifecycle, ensuring adherence to Broadridge methodologies, templates, and compliance requirements while continuously identifying areas for automation. Serves ... audits of onboarding documentation, tools, and processes to ensure excellence and compliance . Stay current with latest AI/ML trends and technologies to inform… more
- Deloitte (New York, NY)
- …teams + Designing, reviewing, enhancing, implementing, and monitoring AML and sanctions compliance programs for clients subject to US requirements + Assessing AML ... apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies, money service businesses,… more
- Lincoln Financial (Albany, NY)
- …participant communications - in partnership with external administration vendor. * Ensure compliance with applicable regulations such as IRC 409A and coordinate with ... administration of Bermuda-specific employee benefit programs in alignment with business and compliance needs. * Serve as the key liaison with benefits vendors and… more
- Deloitte (New York, NY)
- …understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax compliance .? If this is music to your ears, and you love a ... will draw on experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will conduct day-to-day… more
- KeyBank (Albany, NY)
- …group of KIS registered representatives on behalf of the bank channel broker -dealer. The Central Supervision Principal is responsible for the principal supervision ... complaints received for the territories he/she supports, and work with KIS Compliance , KIS registered representatives and Sales Leaders in a collaborative nature to… more
- Lincoln Financial (Albany, NY)
- …of business processes, risks, and control objectives. + Carry out duties in compliance with all state and federal regulations and guidelines. Comply with all company ... Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, PCI DSS etc.), project… more
- CVS Health (Albany, NY)
- …solutions, pricing and profitability strategies, measures performance and ensures regulatory compliance to achieve business objectives and drive growth in the ... sales, account management, and operations to resolve any problems and ensure client, broker , consultant and provider needs are being met. + Evaluates new business… more
- Catholic Charities Family Community Services (Rochester, NY)
- …with intellectual/developmental disabilities, the Circle of Support, Broker , Fiscal Intermediary Coordinator, service coordinator, supervisor, interagency ... adjust focus. The noise level in the work environment is usually quiet. ** Compliance :** Adheres to all applicable federal and state laws and regulations including,… more
- Centene Corporation (East Syracuse, NY)
- …encouraged to apply.** **Position Purpose:** Manages either the Medicare Sales or the Broker Field Sales teams to drive and achieve company defined regional or ... strategy impacting the recruitment, onboarding, training, engagement, production, and compliance adherence of assigned independent agent base. + Develops… more