- MUFG (New York, NY)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer,… more
- HUB International (New York, NY)
- **About HUB/TCG:** HUB International is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and ... records and manage onboarding workflows. - Partner with tax, legal, and compliance teams to ensure regulatory adherence. - Proactively track service milestones and… more
- OEC Group (Queens, NY)
- …+ 3-5 years of experience in Customs Brokerage (must be a licensed Customs Broker ). + Ability to offer guidance and demonstrate leadership within the New York ... Answer any Brokerage related inquiries internally and externally. + Assist with compliance matters including; verifying power of attorney and conducting in depth… more
- Janus Henderson Investors (New York, NY)
- …and hedging docs with street counterparties (ISDA, MSFTA) + Establishing prime broker or other relationships necessary for trading access (eg, rate and/or equity ... reclaiming excess margin + Tracking fund financials, expenses, and reimbursements Compliance + SEC filings and audited financial statements + Developing written… more
- SMBC (New York, NY)
- …of credit risk primarily in transactions with financial institutions (Banks, Broker /Dealers, Insurance, 1940 Act Funds, BDCs, Private Funds, Asset Managers, ... to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory requirements are… more
- Living Resources (Albany, NY)
- …+ Fiscal accounting and reporting. + Ensure Medicaid and corporate compliance . + General administrative supports. + Verify staff employment eligibility. + ... year of experience working in Self-Direction programs as Fiscal Intermediary or Broker + Experience with Self-Direction EHR (electronic health records) preferred +… more
- Lincoln Financial (Albany, NY)
- …approaches to expand market share. * Adheres to departmental and compliance documentation & reporting requirements. * Routinely assists with other ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- HUB International (Cedarhurst, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... presentations, financial reports, and plan performance reviews + Support client compliance with ACA, ERISA, and other regulatory requirements + Maintain accurate… more
- Livingston International (NY)
- Join Livingston, the largest customs broker in Canada and the third largest entry filer in the US We're a market leader offering customs brokerage, consulting and ... compliance , and freight forwarding services at more than 90 key locations in North America, Europe and Asia. Customs brokerage is our core business and helping our… more
- Zurich NA (New York, NY)
- …regulations and rating manual rules + Developing and maintaining agency and broker relationships Large Property Underwriter I Basic Qualifications: + High School ... the specific office location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a fair and reasonable compensation… more