- Zurich NA (Albany, NY)
- …product lines, the commercial insurance and Construction/Engineering industry + Strong Broker relationships + Excellent communication skills + Excellent skills in ... the specific office location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a fair and reasonable compensation… more
- Broadridge Financial Solutions (New York, NY)
- …streamlining activities like portfolio management, research, origination, trading, and compliance . We help drive business transformation for our clients, including ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- JPMorgan Chase (New York, NY)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... + ETF experience and in-house legal experience. + Experience advising on broker -dealer issues. + Expertise in complex transactions and index management. + Strong… more
- Broadridge Financial Solutions (New York, NY)
- …semi-annual promotions and other special projects and processes as needed. + Ensure compliance with all relevant labor laws and regulations. + Work closely with HR ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Zurich NA (New York, NY)
- …East portfolio, execute growth strategies, drive rate and retention, and cultivate broker and client relationships. You will be responsible for achieving key ... the specific office location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a fair and reasonable compensation… more
- SitusAMC (New York, NY)
- …risks, recommend mitigants, and structure loan terms accordingly to ensure compliance with credit guidelines and overall marketability of loans for securitization ... specific projects * Complete site inspections and detailed market analysis, including broker interviews and discussions with property management * Ability to review… more
- SitusAMC (New York, NY)
- …risks, recommend mitigants, and structure loan terms accordingly to ensure compliance with credit guidelines and overall marketability of loans for securitization ... specific projects + Complete site inspections and detailed market analysis, including broker interviews and discussions with property management + Ability to review… more
- Lincoln Financial (Albany, NY)
- …for our Security and Enterprise departments by implementing and enforcing regulatory compliance and standards adherence. **What you'll be doing** + Serve alongside ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Lincoln Financial (Albany, NY)
- …all assessments in Lincoln's online information technology (IT) governance, risk, and compliance platform. + Responds to incoming requests from external parties for ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more