- CBRE (Albany, NY)
- CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...and financial models + Manage transaction documentation, contracts, and compliance + Partner with legal teams to facilitate negotiations… more
- Raymond James Financial, Inc. (New York, NY)
- …knowledge of:** + Concepts, practices, and procedures of the securities industry, broker /dealer compliance and/or branch exams + Rules and regulations of ... all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and...and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain… more
- Zurich NA (New York, NY)
- Broker Management Internship - Summer 2026 126165 **About the Role** As an intern at Zurich, you'll dig into real projects that make a difference for customers, ... of the Fortune 500(R). **About the Team** As a Broker Management Intern at Zurich, you will play a...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- ADP (Latham, NY)
- ADP is hiring a **H-B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + ... you'll do:** _Responsibilities_ As a Major Accounts Sales H-B Broker District Manager, you will identify and cultivate new...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- ADP (New York, NY)
- …enjoy the rewards, support and recognition you deserve. **ADP is hiring a Broker Enterprise Sales Representative** . In this position you will be responsible for ... with 1,000 or more employees via the existing MAS Broker relationships to drive strategic HCM initiatives within those...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more
- Marex (New York, NY)
- …and maintenance of client static data in order to improve efficiencies and Compliance reporting. + Ensuring compliance with the company's regulatory requirements ... responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required + To...a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred.… more
- Anywhere Real Estate (Buffalo, NY)
- …Collaborate with internal partners on legal agreements, royalty reporting, and compliance requirements. Support the drafting of legal documents and manage document ... execution process. **Minimum Qualifications:** + **Experience:** Proven experience leading corporate strategy, programs, or processes at the brand or enterprise level, preferably within a multi-unit or franchise organization. + Demonstrated ability to design… more
- Guardian Life (New York, NY)
- …clients' requests. + Collaborate with various internal departments including Compliance , licensing, operations, internal clearing firm, and 3rd Party ... Sponsors/Envestnet + Be responsible for the day-to-day managed account operations, escalations, and resolution of issues - working with internal team to process all items within queues daily. **You have** + 3 or more years of extensive industry experience +… more
- HUB International (New York, NY)
- …& Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker -Dealer: The Deputy Chief Compliance and Risk Officer, will be a ... HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services,… more
- Guardian Life (New York, NY)
- …familiarity of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, experience at an ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more