- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... the strategy and execution for testing designed to evaluate Key's ongoing compliance with applicable laws and regulations across Key's Asset Management activities… more
- GE Vernova (Schenectady, NY)
- …The Customs Ops Lead supports all daily Customs operations to ensure full compliance of the region and individual country regulatory requirements for the Wind ... Vernova. This role supports the operational execution for the North America Customs Compliance team and is a critical link to support governance and collaboration… more
- Zurich NA (New York, NY)
- …the organization's appetite, balanced with sound business opportunity. + Making agent/ broker /customer and on-sight calls with a planned and well-prepared purpose. + ... 120 days prior to effective date. + Developing strong broker and client networks as related to industries underwritten...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Zurich NA (New York, NY)
- …with the organization's appetite, balanced with sound business opportunity. + Make broker /customer and on-sight calls with a planned and well-prepared purpose. This ... / AMIM / or ARM a plus + Established broker relationships + Ability to effectively assess risk +...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Deloitte (New York, NY)
- …and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of capital and liquidity risk + Implement ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- Citigroup (New York, NY)
- …issues escalated + Review and approval of designated bank-channel and broker -dealer investments + Manage surveillance alerts within stated policy guidelines + ... and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and Sales Management +… more
- Amentum (Albany, NY)
- …to business units and senior leadership on risk-related matters and ensures compliance with regulatory and contractual risk transfer requirements. + Develop and ... casualty, cyber, D&O, aerospace, marine, professional, etc.), including annual renewals, broker engagement, and carrier relationships. + Analyze risk exposure and… more
- HUB International (Melville, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... and other documents as necessary. + Review and audit policies for compliance with internal procedures and in accordance with binder specifications. + Prepare… more
- Kestra Financial (Kings Park, NY)
- …timely and accurate manner while ensuring documentation and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new ... account establishment, account maintenance, and compliance + Process, submit, and service all account paperwork/requests; follow through to completion utilizing… more
- WTW (New York, NY)
- …business and risk management needs through deep industry-specific expertise. The role of a broker is to help our clients mitigate their total cost of risk. The ... to assess, model, and structure risk. Once modeled, the broker personally escorts the clients' risk into the market...principles and brokerage concepts + Ensure that quality and compliance procedures and processes are adhered to. + Record… more