- Lincoln Financial (Raleigh, NC)
- …**The Role at a Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to work in our Fort Wayne ... resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What you'll… more
- Lincoln Financial (Raleigh, NC)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Cardinal Health (Raleigh, NC)
- …- Classification will collaborate with multiple teams and departments to ensure compliance and optimize trade operations. Cross training will be required to provide ... and special program eligibility assessments, including documentation review and compliance verification. + Collaborate with sourcing, procurement, engineering, and… more
- Xylem (Charlotte, NC)
- …to ensure all international trade activities are properly documented and in compliance with all applicable laws and regulations. + Provide training on trade ... compliance to other departments in the business units. +...related field preferred but not required. + Licensed Customs Broker , Certified Customs Specialist (CCS) or certifications preferred but… more
- Carrington (Raleigh, NC)
- **Come join our amazing team!** Responsible for developing and maintaining broker /seller relationships to sell wholesale and correspondent mortgage loan products. ... approval for new mortgage brokers and sellers. + Establishes and continues the broker /seller relationship and ensure a steady flow of loan applications and purchases… more
- Atria Wealth Solutions (King, NC)
- …our appreciation for the opportunity to serve you. + Completion of all required compliance training to include BSA. + Meet or exceed established service goals. + ... + Maintain and organize current client files according to compliance guidelines. + Successfully pass semi-annual audits performed by...forth by the credit union, FINRA, SEC and the broker /dealer. + Accountable for meeting annual business plan and… more
- Siemens Energy (Charlotte, NC)
- …of Your Day** The Siemens Energy (SE) North America Customs team ensures compliance with customs regulations and internal requirements for SE businesses! The SE US ... all aspects of the US Customs Quality team, managing internal reviews, broker relations, operational improvements, duty savings, reporting, and customs payments for… more
- The Cigna Group (Raleigh, NC)
- …The NSD partners with internal colleagues in distribution, marketing, product, compliance , underwriting, and other areas to deliver compelling and valuable solutions ... to present to our clients and broker partners. The NSD is also responsible for relationship...specific to National Accounts with partners in product, operations, compliance , etc. The NSD will also provide specific market… more
- Cushman & Wakefield (Charlotte, NC)
- …**Job Description** **Essential Duties** + Support the execution of MAG Broker team financial analysis and valuation modeling requests, including scenario analyses ... Assist with the drafting and preparing of Offering Memorandums, Broker Opinion of Value, and/or Request for Proposals +...Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act… more
- Principal Financial Group (Raleigh, NC)
- …new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals, ... investment account applications. Manage account openings and asset movement requests with broker dealer. + Utilize industry technology, such as Salesforce CRM and… more