- CBRE (Raleigh, NC)
- …terms for land, office, retail, and industrial properties. + Coordinate field broker selection and required resources. Facilitate client review and approval of ... requests for proposals, proposal comparison packages, letters of intent, and broker 's opinions of value. + Analyze and interpret financial analysis templates… more
- US Bank (Charlotte, NC)
- …business + Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business ... supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the… more
- Zurich NA (Charlotte, NC)
- …with the organization's appetite, balanced with sound business opportunity. + Make broker /customer and on-sight calls with a planned and well-prepared purpose. Basic ... + Technical knowledge of commercial Construction Casualty Underwriting + Established broker relationships in Southeast market + Sales execution mindset + Creative… more
- Deloitte (Charlotte, NC)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy...+ Enrolled Agent + Other Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer)… more
- Deloitte (Raleigh, NC)
- …US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and ... trade management operations. + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + Advising… more
- TIAA (Charlotte, NC)
- …corporate law, real estate, tax, business litigation, transactions/anti-trust, compliance , intellectual property, employment/labor, corporate governance, and ethics. ... to, corporate law, real estate, tax, business litigation, transactions/anti-trust, compliance , intellectual property, employment/labor, corporate governance, and ethics. +… more
- Wells Fargo (Charlotte, NC)
- …environment while developing understanding of function, policies, procedures, and compliance requirements + Provide information to, collaborate, and consult with ... eligible for Visa Sponsorship You should be aware that specific compliance policies may apply regarding outside activities and/or personal investing. Requirements… more
- Wells Fargo (Charlotte, NC)
- …implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and other ... a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are...RFS, Quotations, and Trades from multiple trading venues and broker -dealers + 5+ years of Experience working with line… more
- TD Bank (Charlotte, NC)
- …in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, ... compliance , audit, and self-ID findings are remediated and customer...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Wells Fargo (Charlotte, NC)
- …+ Public accounting firm experience in business process, regulatory, or compliance audits and/or business process, regulatory, or advisory/consulting service + ... Exposure to bank financial reporting requirements, such as familiarity with broker dealer and regulatory reporting requirements and processes + Foundational… more