- Wells Fargo (Charlotte, NC)
- …the Trade Processing lifecycle + Wealth Management Operations experience + Broker /Dealer Operations experience **Job Expectations:** + This position offers a hybrid ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Deloitte (Charlotte, NC)
- …and consulting" peak your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying and analyzing complex ... and draw on experience in accounting and taxation to provide tax consulting and compliance services to various client types on the tax implications of their inbound… more
- Deloitte (Charlotte, NC)
- …and consulting" peak your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying and analyzing complex ... and draw on experience in accounting and taxation to provide tax consulting and compliance services to various client types on the tax implications of their inbound… more
- Deloitte (Charlotte, NC)
- …US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and ... solutions to enable international trade management operations. + Planning and compliance assistance, and exploration of automated import and export solutions. +… more
- Deloitte (Charlotte, NC)
- …+ Designing, reviewing, enhancing, implementing, and monitoring numerous AML and sanctions compliance programs for clients around the world, who are subject to US ... and procedures + Creating and delivering training modules + Conducting compliance assessments + Performing transaction monitoring "look backs" pursuant to regulatory… more
- WTW (Charlotte, NC)
- …critical role in shaping underwriting strategy, ensuring regulatory and financial compliance , and delivering timely, high-quality board and management reporting. The ... strategic insight, influence stakeholders, and uphold the highest standards of compliance and corporate governance. This position offers a dynamic opportunity to… more
- Truist (Charlotte, NC)
- …and procedures. Ensure team is aware and understands all changes relating to compliance with industry rules, regulations as well as internal policies and procedures. ... and managerial functions that are routinely associated with those of a retail broker /dealer and RIA. **Essential Duties and Responsibilities** + Manage a team of 4… more
- Siemens Energy (Charlotte, NC)
- …team supports SE businesses in all customs related matters, ensuring full compliance with applicable customs regulations and internal requirements in an optimal and ... improvement actions with our partners and staff. Implement US HTS classification compliance supervising through metrics. + Workwith US custom internal and external… more
- TD Bank (Charlotte, NC)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Deloitte (Charlotte, NC)
- …Management, Data Access Governance, Data Loss Prevention, Cloud Access Security Broker , Encryption, Certificate Lifecycle Management, Cloud Security, SaaS Security + ... with data risk program design, including alignment to cybersecurity and compliance programs. + Experience working with data protection and information security… more