- WTW (Charlotte, NC)
- …of client captives through active engagement in underwriting, regulatory compliance , financial management, and governance. The Account Manager collaborates closely ... regulators and external service providers. **Insurance** + Liaison with insurance broker and reinsurance brokers as required. + Assist with underwriting decisions… more
- Siemens Energy (Charlotte, NC)
- …of Your Day** The Siemens Energy North America Customs team ensures compliance with customs regulations and internal requirements efficiently. As part of the ... customs knowledge to analyze and map processes, finding opportunities for improved compliance and cost savings. + Formulate and implement strategies crafted to… more
- CH Robinson (Charlotte, NC)
- …Customs Entry Writers go on to expand their careers with us in Global Compliance , Sales or Account Management, which makes this role a terrific introduction to CH ... (HTS) databases for customer account base to ensure full compliance of CBP and customer requirements. + Begin to...the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US… more
- Deloitte (Charlotte, NC)
- …a Tax Manager, you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with ... papers, allocations, and tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax planning opportunities, and the tax… more
- City National Bank (Raleigh, NC)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk). Additionally, the position is responsible for maintaining and executing continuous… more
- Lincoln Financial (Greensboro, NC)
- …Names Rule requirements. * Collaborating with appropriate stakeholders to ensure compliance in tracking new laws, regulations and industry developments and ... of new processes to incorporate new trends and/or ensure regulatory compliance . * Managing, conducting and/or participating in complex projects. * Providing… more
- Lincoln Financial (Greensboro, NC)
- …across over the counter and cleared markets. for existing/developing strategies for compliance with regulations to key stakeholders & team members. + Researches, ... of responsibility. + Maintains internal control system to ensure SOX compliance . Recommends enhancements. + Prepares & communicates concise & focused technical… more
- Lincoln Financial (Charlotte, NC)
- …maturity working across IT, business resilience, risk management, regulatory and compliance . **What you'll be doing** * Designs and implements technical disaster ... in the event of a disruption. * Collaborates with business resilience, compliance , other stakeholders to mitigate business interruption and other risks caused by… more
- Lincoln Financial (Greensboro, NC)
- …potential impacts of new and proposed corporate and securities laws to ensure continued compliance * Stay up to date on governance trends, general legal issues, and ... as appropriate ADDITIONAL POSITION RESPONSIBILITIES * Carries out duties in compliance with all state and federal regulations and guidelines. Complies with… more
- Lincoln Financial (Raleigh, NC)
- …and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Builds mortgage loans ... limited partnerships for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate key stakeholders and… more