- PNC (Dallas, TX)
- …you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap ... Dealer & Broker Dealer. This position is primarily based in a...to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of… more
- Molina Healthcare (Dallas, TX)
- **Job Description** **Job Summary** Responsible for supervising National Broker Advisors for the Molina Marketplace products. Supervise day to day operations of new ... Marketing General Agency and independent contracting, down line broker applications commissions, Broker Agent appeals/grievances, educating Brokers on plan… more
- Charles Schwab (Westlake, TX)
- … compliance functions for Schwab's registered domestic and international broker -dealers and registered retail and institutional investment advisors. The team's ... efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager.… more
- ADP (Dallas, TX)
- ADP is hiring a ** Broker Channel Sales Representative** . + Does the idea of hunting for new business alongside broker partners entice you? + Do you thrive on ... referrals from, and win new business exclusively through our broker channel and client referrals as part of our...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- Charles Schwab (Austin, TX)
- … compliance functions for Schwab's registered domestic and international broker -dealers and registered retail and institutional investment advisors. The team's ... efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior… more
- CBRE (Austin, TX)
- CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...and financial models + Manage transaction documentation, contracts, and compliance + Partner with legal teams to facilitate negotiations… more
- Charles Schwab (Westlake, TX)
- …improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT ... and objective assurance activity designed to improve the organization's operations and compliance with key regulations by evaluating and improving the efficiency of… more
- Wells Fargo (Bee Cave, TX)
- …financial services industry experience + Experience in branch office supervision, compliance , broker -dealer governance, sales supervision + Experience partnering ... the firms' requirements for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands… more
- ADP (Austin, TX)
- …the Salesforce Automation System and implement an audit procedure to ensure compliance .) + **Recruit, hire, and train sales associates** . You will interview, ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- Anywhere Real Estate (San Antonio, TX)
- …Collaborate with internal partners on legal agreements, royalty reporting, and compliance requirements. Support the drafting of legal documents and manage document ... execution process. **Minimum Qualifications:** + **Experience:** Proven experience leading corporate strategy, programs, or processes at the brand or enterprise level, preferably within a multi-unit or franchise organization. + Demonstrated ability to design… more