- PNC (Pittsburgh, PA)
- …web applications for Derivatives (Rates, Currency, Commodities, Credit) and Fixed Income broker - dealer trading and sales teams. you will be based either ... * Ensure all solutions adhere to enterprise security standards and regulatory compliance requirements, with a strong focus on data protection and secure software… more
- Vanguard (Malvern, PA)
- …on providing interpretative advice under the Securities Act of 1933 and 1934, FINRA broker - dealer regulation, ERISA, and the Investment Company Act of 1940. + ... developments affecting Vanguard, and maintains affiliations with relevant industry, compliance , and risk associations. + Develop and maintain relationships with… more
- Coinbase (Harrisburg, PA)
- …instruments accounting* within a financial institution (eg, investment bank, hedge fund, broker - dealer ). * Strong analytical and problem-solving skills, with the ... multiple priorities in a dynamic, fast-paced environment. * Experience with SOX compliance within a financial services context. * Proficiency with large ERP systems… more