- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Serves as a technical… more
- Charles Schwab (Westlake, TX)
- …experience and knowledge framework + Knowledge of IRS regulations in relation to broker / dealer reporting + Excellent written and verbal communication skills + ... leverage tools and resources + Partner with internal business partners to ensure compliance with regulations + Provide vision, review and ownership for projects and… more
- JPMorgan Chase (Webster, TX)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... Reviews and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and documentation) +… more
- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... projects. The team plays a critical role in ensuring model accuracy, regulatory compliance , and alignment with company strategy. This position will also provide a… more
- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... sales and distribution to new and existing clients - the legal and compliance aspects of designing and administering life insurance and annuity products + Identify… more
- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... detail and accuracy. ADDITIONAL POSITION RESPONSIBILITIES * Carries out duties in compliance with all state and federal regulations and guidelines. Complies with all… more
- Lincoln Financial (Houston, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... sell and penetrate assigned firms/institutions. + Adhere to LFDs Culture of Compliance . Comply with LFDs policies and procedures **What we're looking for**… more
- Lincoln Financial (Austin, TX)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... approaches to expand market share. * Adheres to departmental and compliance documentation & reporting requirements. * Assists with other assignments/projects as… more