• REMOTE Compliance Associate

    Insight Global (Tampa, FL)
    Job Description A large broker - dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... . Skills and Requirements -3 years of experience within compliance in a financial environment -Series 7 & 24 registrations… more
    Insight Global (12/09/25)
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  • Summer Associate - RCS Financial Services…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …processes that support the service advisors for our independent advisors and broker - dealer relationships. This role offers exposure to the day-to-day functions ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
    Raymond James Financial, Inc. (11/26/25)
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  • Registered Client Associate

    Wells Fargo (Ponte Vedra Beach, FL)
    …statutory disqualification are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and comply with ongoing ... this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of...license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is… more
    Wells Fargo (01/13/26)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Jacksonville, FL)
    …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, operational… more
    JPMorgan Chase (01/10/26)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Boynton Beach, FL)
    …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, operational… more
    JPMorgan Chase (12/20/25)
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  • Eastern Advisor Recruiting Director

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …managing recruitment teams and working with independent advisors or broker - dealer environments preferred. **Licenses/Certifications** SIE required (unless ... expanding the firm's reach, improving recruitment outcomes, and developing team capabilities. Associate in this role will be located on the East Coast. **Essential… more
    Raymond James Financial, Inc. (11/25/25)
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