- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **Job Summary** The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory ... Services LLC** KIS is a retail dual registered fully disclosed introducing broker / dealer and investment adviser that is non-banking affiliate of KeyBank… more
- Cleveland Research Company (Cleveland, OH)
- …Officer in identifying and mitigating potential conflicts and risks associated with a Broker Dealer firm. Our Compliance Department develops and maintains ... Compliance Associate Cleveland Research Company is an independent...Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is… more
- KeyBank (Brooklyn, OH)
- …Regulatory Management role is direct report of the Key Investment Services (KIS) Chief Compliance Officer who is responsible for leading a small team within a ... SERVICES LLC** **KIS is a retail dual registered fully disclosed introducing broker / dealer and investment adviser that is non-banking affiliate of KeyBank… more