- TEKsystems (New York, NY)
- …in the best interest of retail customers when making recommendation Skills RCSA, Broker Dealer Additional Skills & Qualifications - Experience supporting or ... Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker - dealer operations, including trading, sales, operations, and support… more
- Robert Half Accountemps (New York, NY)
- …capital usage. + Develop and manage monthly payout calculations and accruals for broker - dealer activities. + Monitor expense accruals and allocate costs to ... Description Robert Half is looking for a Product Control Consultant . Does this sound like you? + Prepare and...years of experience in accounting or finance within a broker - dealer or banking trading operation. + Proficiency… more
- Deloitte (New York, NY)
- …workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance, broker / dealer trades. Data governance, data lineage, data testing. + ... Senior Consultant , Anti-Money Laundering Analytics About Deloitte Regulatory, Risk...from throughout Deloitte. Responsibilities typical of an analytics Senior Consultant on one of these projects may include: +… more
- Guardian Life (Albany, NY)
- …needs of prospects and clients and drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's multifaceted ... is Guardian's advanced sales department, and we are seeking a Advanced Planning Consultant . We are an organization providing superior case consultation to our field… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... this opportunity. **Requisition #:** 74895 **The Role at a Glance** As a Consultant I, you will consult, analyze, and deliver on more complex assignments/projects… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Financial is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their… more
- City National Bank (New York, NY)
- …with the transfer by acting as the intermediary between the receiving and delivering broker dealer , and see that the account is properly closed and archived ... by notifying the Portfolio Manager Team and Sr. Investment Consultant . Monitor the process of the transfer, handle any...* 3 to 5 years of experience in a broker dealer or investment industry * Minimum… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff ... visitor, management of vendor payment and expense reimbursement, arrangement consultant onboarding, support to Intra-office Inspection, etc.. Core Competencies… more