- Robert Half Legal (San Diego, CA)
- … Financial Services Company Seeks Senior Attorney Focused on Broker - Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... financial services organization is seeking a Associate General Counsel - Broker - Dealer Regulatory Compliance to join its growing corporate legal… more
- Kestra Financial (Palo Alto, CA)
- … services industry allowing for a good understanding of broker / dealer operations and financial services industry, including but not limited to: ... can exceed client expectations and maintaining a base of clients in the Financial Services Industry. Essential Functions and Responsibilities: + Generate new… more
- Atria Wealth Solutions (Dublin, CA)
- Through its relationship with CUSO Financial Services , L. P. (CFS) Patelco Credit Union is seeking a Manager, Investment Services Program in the Dublin, CA ... measure the plans following the credit union and the broker dealer 's guidelines. Responsibilities + Develop each...through CFS (Member FINRA/SIPC). To learn more about CUSO Financial Services , LP visit www.cusonet.com . CFS… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... role include designing, managing, maintaining and securing LFG's (Lincoln Financial Groups) Active Directory, Active Directory Certificate Services ,… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... annuity contracts - Fund participation agreements - Contracts with service and distribution partners - Settlement agreements + Advocate...an attorney preferably either at a law firm or financial services company + Experience with the… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... **Manager, Compliance testing team** role in our Retirement Plan Services business line in our Fort Wayne office or...manage a team and processes for their assigned client service area(s) of responsibility. You will ensure good customer… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... leveraging and applying knowledge to administer the data protection infrastructure and service portfolio. **What you'll be doing** + Responsible for the engineering… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment positions to support strategic investment operations and… more
- Lincoln Financial (Los Angeles, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... looking for** _Must-Haves_ + 3-5 years' external sales experience in the financial services industry that directly aligns with the specific responsibilities… more
- Lincoln Financial (Sacramento, CA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... bring on an **Account Manager** to our Retirement Plan Services business line to work from home or partially...you will work closely with our Relationship Managers, internal service team and intermediaries to provide first class … more