- Guardian Life (Sacramento, CA)
- …needs of prospects and clients and drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's multifaceted ... customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our dedication to the… more
- Umpqua Bank (Sacramento, CA)
- …+ Other responsibilities as assigned. + Demonstrates compliance with all bank and broker / dealer regulations for assigned job function as applied to designated ... independently, work collaboratively, and support our broader purpose. Think of us as financial partners, because at Umpqua, we believe the best way forward is… more
- City National Bank (Los Angeles, CA)
- …and Custody Services , Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, Registered ... of audit experience in an internal audit role within the banking or financial services industry, or with an public accounting firm. * Minimum 3 years experience… more
- City National Bank (Los Angeles, CA)
- …and Custody Services , Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, Registered ... of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic company… more