- JPMorgan Chase (New York, NY)
- …markets + Expertise in financial investment products and services offered by a broker - dealer and investment adviser (eg investments such as fixed income, equity, ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the… more
- TD Bank (New York, NY)
- …accordance with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through ... New York, United States of America **Hours:** 40 **Line of Business:** Business Management , Strategy & Support **Pay Detail:** $185,000 - $185,000 USD TD is… more
- Kestra Financial (Kings Park, NY)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance ... in the financial services industry allowing for a good understanding of broker / dealer operations and financial services products, and basic financial planning… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... at a Glance** We are excited to bring on a Specialist, Project Management Support to the Group Protection Portfolio Enablement Organization. The Specialist, Project … more
- JPMorgan Chase (New York, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... needs. As a Private Client Investment Associate in JP Morgan Wealth Management , you will provide client service, operational marketing and administrative support to… more
- JPMorgan Chase (Fayetteville, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... meet their financial needs. As a Private Wealth Associate in Chase Wealth Management , you will offer comprehensive financial planning and advice to individuals and… more
- JPMorgan Chase (Bronx, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... needs. As a Private Client Advisor in Chase Wealth Management , you will offer comprehensive financial planning and advice...will be done with a consistent focus on relationship management , not portfolio management + Demonstrate a… more
- Mizuho Corporate Bank (New York, NY)
- …risk capital calculations for all Mizuho Americas businesses and products (banking, broker - dealer and derivatives trading) under Basel III + Conduct quantitative ... Summary The Financial Resource Management (FRM) team is looking for a dynamic...risk and capital data + Produce insightful reporting to management and stakeholders, informing how business decisions may be… more
- JPMorgan Chase (New York, NY)
- …* Build and maintain relationships with investment bankers and analysts, the broker - dealer community, rating agencies, and legal professionals, among other ... Global Fixed Income Currency and Commodities team (GFICC) at JP Morgan Asset Management is one of the world's deepest and best-resourced fixed income managers, with… more
- Equitable (New York, NY)
- …restructurings to optimize fund profitability + Contributing to regular discussions with the broker dealer related to the group's model portfolios and retail ... Financial Analyst, Equitable Investment Management ( 250000CD ) **Primary Location** : UNITED...Financial Analysis and Strategic Planning team within Equitable Investment Management Group, LLC ("EIMG"). The individual interacts closely with… more