- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... and familiarity of native operating systems security technologies and device management capabilities to complement or enhance endpoint visibility and protection. +… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... enhances organizational initiatives by positively influencing and supporting change management and/or departmental/enterprise initiatives supporting testing resources for the… more
- Guardian Life (New York, NY)
- …through our General Agency distribution system as well as through the Third Party and Broker Dealer arm. + Oversee the development of content that aligns to the ... meetings, campaigns, and more. + Responsible for planning the budget and invoice management for the annuity LOB - maintain budget and process all associated invoices… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Groups) Active Directory, Active Directory Certificate Services, and Forest-Domain-Trust management . This role will have exposure working with application and… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... regulatory changes for life valuation, assess the impact, and collaborate with management to incorporate the findings into current and future strategies. *Introduce… more
- TD Bank (New York, NY)
- …or the equivalent experience at a regulatory body (eg, leading a bank or broker / dealer exam team). + Surveillance experience at Financial Market Regulator (eg, ... QA processes, alert review standards, and technology infrastructure (eg, case management system) to optimize the efficiency and accuracy of analyst alert… more
- Kestra Financial (Wappingers Falls, NY)
- …in the financial services industry allowing for a strong understanding of broker / dealer operations and financial services products, including but not limited ... and serves as the primary contact for customer relationship management and account servicing. This position requires a strong...products, and is critical in handling the day-to-day client management on behalf of the Lead Advisor. Essential Duties… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... sales to address case issues and appeals, with little direction from underwriting management . * Negotiates more complex benefits & pricing on non-experienced rated &… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... processes and administration of customer inquiries, ensuring accurate, fair and efficient management * Provides more complex guidance to client service team members… more
- Raymond James Financial, Inc. (New York, NY)
- …knowledge of:** + Concepts, practices, and procedures of the securities industry, broker / dealer compliance and/or branch exams + Rules and regulations of ... + Clear communication of all exam findings to branch management , exam managers and compliance leadership + Provide reporting...and/or adverse trends and escalations of same to exam management for suggestions on mitigation + Problem-solving in a… more