- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... true shape of inforce capital generation to uncover key business insight for management . **What you'll be doing** *Develop, enhance, and maintain Life inforce model… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... the impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to incorporate new trends and developments in… more
- TD Bank (New York, NY)
- …seq., and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities ... model supporting these smaller balance clients by providing day-to-day account management solutions and introducing the full capabilities offered at TD Wealth.… more
- Citigroup (Getzville, NY)
- …functions for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker / Dealer books and records fluency, such as stock record **Education:** ... and date of hire. **Most Relevant Skills** Business Acumen, Change Management , Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... with the ability to multi-task + Experience with disability and/or absence management claims Nice to haves: + Strong mathematical skills for payment calculations… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory rules and will contribute analysis and translation of various Broker - Dealer regulatory requirements in collaborations with other stakeholders (eg, ... existing regulatory reports + Provide presentations, information and/or recommendations to senior management as requested + Assist in the rollout of new regulatory… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... * Collaborate with Model Governance teams to follow established change management procedures **What we're looking for** **_Must-haves:_** *Undergraduate degree in… more
- BlackRock (New York, NY)
- …rigor. **Qualifications** + Bachelor's degree + 3+ years compliance background with a broker - dealer , mutual fund, or ETF business with 1+ years advertising ... Exchange Traded Fund (ETF) provider globally with over $4.3 trillion in assets under management . With a long history of ETF innovation and expertise, iShares is a… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... investment or fiduciary committees is preferred. * Strong analytical, project management , and communication skills. * Ability to collaborate across departments and… more
- KeyBank (Albany, NY)
- …a group of KIS registered representatives on behalf of the bank channel broker - dealer . The Central Supervision Principal is responsible for the principal ... and multi-task. Demonstrated ability to meet deadlines and exhibit strong time management skills *Ability to effectively resolve conflicts with internal and external… more