- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... been experiencing growth and career development on our Account Management team and this is a great opportunity to...+ 3 - 5 + years' experience in account management and/or relationship management and retirement industry… more
- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... explore your unique interests while developing the essential actuarial, technical, management , communication, and leadership skills you need to succeed. The… more
- TIAA (Charlotte, NC)
- …+ Experience in securities litigation, enforcement matters, investigations, ERISA, antitrust, broker - dealer , and/or insurance law a plus. + Strong verbal ... and interprets proposed and existing laws, statutes, and regulations. + Advises management on recent changes in laws and regulations and litigation developments that… more
- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... on a Specialist, Data Analytics to our Workplace Solutions Data Analytics Management team. _Background Details_ Workplace Solutions Data Analytics Management is… more
- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... add value and improve organizational operations by evaluating risk management , control, and governance processes. The Audit Analyst role...audit department and the company. * Partner with risk management and other first and second line partners to… more
- Wells Fargo (Charlotte, NC)
- …industry experience + Experience in branch office supervision, compliance, broker - dealer governance, sales supervision + Experience supporting independent ... to join our Client Relationship Group (CRG) within Wealth and Investment Management (WIM). This role is responsible for supervisory oversight of Wells Fargo… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... explore your unique interests while developing the essential actuarial, technical, management , communication, and leadership skills you need to succeed. The… more
- Deloitte (Charlotte, NC)
- …workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance, broker / dealer trades. Data governance, data lineage, data testing. + ... on project delivery covering aspects such as quality, timelines, risk, and issue management + Track internal metrics such as utilization, Budget Vs Spend, resource… more
- Bank of America (Charlotte, NC)
- …matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer reporting or SEC financial reporting (10K/10Q) + Experiencing in ... operations and compliance with key regulations by evaluating the effectiveness of risk management , control, and governance processes. This role will work with a team… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... explore your unique interests while developing the essential actuarial, technical, management , communication, and leadership skills you need to succeed. The… more