- Cognizant (Charlotte, NC)
- …in a client-facing role and/or the financial services industry, preferably within a broker - dealer , RIA, investment or financial services firm . Experience with ... to be considered** . At least 5+ years of experience in product management or technical product ownership, with emphasis on platform products or infrastructure… more
- US Bank (Charlotte, NC)
- …more of relevant experience within the securities industry specifically in a retail broker dealer environment + Series 24 General Securities Principal license or ... the successful creation, implementation, and maintenance of an effective risk management framework + Lead projects and/or activities that ensure compliance with… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Troubleshooting and making necessary repairs in a timely manner. * Promptly notifying management of safety issues or concerns. * Supporting and promoting change … more
- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... processes and administration of customer inquiries, ensuring accurate, fair and efficient management * Provides more complex guidance to client service team members… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... the Company's Statutory consolidated and legal entity presentations to accommodate management views. * Assisting in preparing quarterly analysis reporting and… more
- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... coordination and service maturity working across IT, business resilience, risk management , regulatory and compliance. **What you'll be doing** * Designs and… more
- Lincoln Financial (Greensboro, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... skills with demonstrated ability to influence at all levels of management through clear, informed and logical discussions/presentations. * Ability to effectively… more
- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... true shape of inforce capital generation to uncover key business insight for management . **What you'll be doing** *Develop, enhance, and maintain Life inforce model… more
- Lincoln Financial (Raleigh, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... the impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to incorporate new trends and developments in… more
- Equitable (Charlotte, NC)
- …+ 7 years of established compliance experience, preferably with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated ... and constantly reprioritize based on business demands + Self-motivated with effective time management skills + Ability to both "think on your feet" and think… more