- Regions Bank (Birmingham, AL)
- …ethic and self-motivation **Additional Preferences** + Prior compliance experience in banking, broker - dealer in a lead or oversight position. + Marketing and ... knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business + Establishes partnerships with line of… more
- Wellington (Needham, AL)
- …legal support of Wealth initiatives preferred (eg, marketing and limited purpose broker - dealer requirements) + Strong understanding of complex legal and ... matters, and strategic client initiatives. The successful candidate will join a specialist legal team that collaborates closely with our business and Compliance… more