- JPMorgan Chase (Jersey City, NJ)
- …and technology risks in an integrated manner + Knowledge of applicable laws and regulatory requirements related to broker / dealer and fiduciary activities + ... stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and regulators, establishing strong… more
- Lincoln Financial (Trenton, NJ)
- …strategic projects. The team plays a critical role in ensuring model accuracy, regulatory compliance , and alignment with company strategy. This position will ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more
- Lincoln Financial (Trenton, NJ)
- …a high standard of service and governance for all programs. * Support audits, compliance reviews, regulatory filings and other duties as needed. **What we're ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more
- Lincoln Financial (Trenton, NJ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... test resources. * Applies mastered technical product knowledge to meet legislative, regulatory , taxation, and treatment of products. * Maintain knowledge on current… more
- Lincoln Financial (Trenton, NJ)
- …and support for our Security and Enterprise departments by implementing and enforcing regulatory compliance and standards adherence. **What you'll be doing** + ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more