• Credit Officer - FI coverage, Vice President

    MUFG (New York, NY)
    …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
    MUFG (07/22/25)
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  • FR2004 Regulatory Reporting, AVP

    MUFG (New York, NY)
    …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
    MUFG (06/08/25)
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  • Crpu Specialist

    City of New York (New York, NY)
    …and federal/state regulations, reports to the Associate Benefits Opportunity Specialist II of the Centralized Rent Processing Unit (CRPU) responsible for ensuring ... W9 TIN clearance, proof of ownership, and lease and broker 's licenses), review WMS information to ensure that an...with detailed comments, for correction. Refer case to ABOS II , if second level of approval is needed when… more
    City of New York (08/13/25)
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  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more
    MUFG (07/31/25)
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  • Director, Business Strategy- Global Markets…

    MUFG (New York, NY)
    …business management in large financial institutions (experience at both commercial bank and broker dealer will be preferred) + Ability to work with large amount of ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more
    MUFG (07/26/25)
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  • Data Protection Analyst (Backups)

    Lincoln Financial (Albany, NY)
    …work activity in the organizations problem tracking system. This includes Tier II incident and problem management executing within our ServiceNow incident, problem ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (06/07/25)
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