- Zurich NA (New York, NY)
- …will be filled at either the Mid-Senior or Senior level. The hiring manager will determine the appropriate level based upon the selected applicant's experience and ... Qualifications: + Bachelors Degree + Established relationships with Private Equity broker partners + Strong verbal and written communication skills + Microsoft… more
- TD Bank (New York, NY)
- …This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Lincoln Financial (Albany, NY)
- …interrogatories, supplemental interrogatories etc.). + You will serve as a project manager for investment accounting and reporting related team projects. + You will ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Carrington (Albany, NY)
- …+ Communicates with Sales Management, Account Executives, Operations Manager , Disclosure Department, Underwriting Department, Docs/Funding Department, and other ... as required to resolve outstanding issues. + Informs Account Executive, Broker , and/or borrower about discrepancies in title, appraisals, credit, employment, income… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... and a sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the… more
- BlackRock (New York, NY)
- …or Boston** **About this role** Elevate your career by joining the world's largest asset manager ! At BlackRock, we are all connected by one mission: to help more and ... **Qualifications** + Bachelor's degree + 3+ years compliance background with a broker -dealer, mutual fund, or ETF business with 1+ years advertising review… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Broadridge Financial Solutions (Edgewood, NY)
- …the shareholder through multiple mediums including the call center, relationship manager requests received through the issuer, or direct shareholder correspondence ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Broadridge Financial Solutions (New York, NY)
- …are accurately applied + Responsible for communication with the associate, manager , Human Resources, and/or any third-party leave administrator during the duration ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Highmark Health (Albany, NY)
- …Collaborate with sales and customer service to respond to client/ broker /member inquiries regarding provider contract, claim/member issues or provider ... in varying audiences **Preferred** + 3-5 years of experience as Dental Office Manager or Dental Hygienist LICENSES OR CERTIFICATIONS Required + None Preferred + None… more