- Bank of America (New York, NY)
- …Awareness of financial crime risks specific to markets activities, such as market abuse, insider trading, spoofing, layering, and misuse of information. + ... counterparty risk assessments tailored to institutional clients, hedge funds, and broker -dealers. + Working knowledge of regulatory and industry frameworks, such as… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Director (Retail Brokerage) **Job Description Summary** As a broker with commercial retail experience, you will be joining and supporting an ... bargaining agreement, the geographic area in which the work will be performed, market pay rates in that area, and the candidate's experience and qualifications. The… more
- University of Rochester (Rochester, NY)
- …be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal ... a Bilingual Mental Health Assistant, the individual will function as a cultural broker , who: partners with clinicians in all aspects of clinical service delivery (ie… more
- Paylocity (Albany, NY)
- …personal contacts and other sources + Build and maintain relationships within the Broker channel as well as other referral sources + Maintain contact with existing ... for the location in which this position will be performed. Base pay information is based on market location. Applicants should apply via www.paylocity.com/careers. more
- Mizuho Corporate Bank (New York, NY)
- …QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements) + Recommend and assist in requirements for efficiencies where ... training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to… more
- Anywhere Real Estate (New York, NY)
- …as needed. **Job Requirements:** + Valid NY Real Estate Salesperson or Associate Broker License required. + 5 years of proven experience in real estate brokerage, ... levels. + Ability to multi-task, prioritize, and adapt to changing market conditions, building construction conditions, timelines, and inventory fluctuations. +… more
- Anywhere Real Estate (Astoria, NY)
- …property advertising **Job Requirements:** + Valid NYS Real Estate Salesperson or Associate Broker License required. + 5 years of proven experience in real estate ... levels. + Ability to multi-task, prioritize, and adapt to changing market conditions, building construction conditions, timelines, and inventory fluctuations. +… more
- Travelers Insurance Company (New York, NY)
- …Overview** The annual base salary range provided for this position is a nationwide market range and represents a broad range of salaries for this role across the ... non-disclosure provisions. + Support underwriting marketing efforts, including participation in broker and account visits and risk mitigation seminars and authoring… more
- Wells Fargo (New York, NY)
- …disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory ... accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... transactions with financial institutions (primarily banks but also including broker /dealers, insurance companies, non-bank lenders, funds, structured finance, etc.)… more