• Data Quality & Issues Management Lead, Assistant…

    MUFG (New York, NY)
    …and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity in correctly Identifying the overall issue owner, deliverables and ... Assist in identifying data risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group...developing data quality rules with different functions like Risk ( Market and Credit), Finance and Regulatory Reporting, Static and… more
    MUFG (09/23/25)
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  • Proprietary US Equities Trader/Active

    Hold Brothers (New York, NY)
    About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... and intraday trading styles to maximize returns based on market conditions. We aim to help traders become successful...are required to be registered, and licensed with our broker -dealer in order to trade at the firm. Either,… more
    Hold Brothers (09/08/25)
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  • Residence Manager

    GMHC (New York, NY)
    …other partners. + Responsible for processing monthly rental payments, security deposits, broker 's fees, rental arrears, and other payments as needed. + Manage and ... Act as liaison between client, HRA, HUD, HPD, landlord, broker , etc. to ensure best housing relations between all...collecting monthly rent payments. + Monitoring of real estate market and ongoing trends. + Support case management team… more
    GMHC (08/13/25)
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  • Audit Manager - Global Markets

    SMBC (New York, NY)
    …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... a minimum of 8 years of experience in the broker dealer & financial industry to work within the...and assisting team members to understand and identify related market risk associated with the products offered by Global… more
    SMBC (09/03/25)
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  • Life Sciences Underwriter (Mid-Senior - Senior)

    Zurich NA (Albany, NY)
    …Zurich is currently hiring an experienced Life Sciences Underwriter to join the Middle Market team in NY. Middle Markets is a key business segment within Zurich ... communicate life science defenses and exposure analysis for product liability + Market facing and production within the growing Middle Markets division +… more
    Zurich NA (08/20/25)
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  • Associate, Structured Note Sales

    Scotiabank (New York, NY)
    …strong US presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global ... notes to a diverse client base, including private banks, broker dealers and RIAs. The ideal candidate will have...our structured notes business. **What You'll Do** + Originate, market , and distribute structured notes to a wide range… more
    Scotiabank (10/11/25)
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  • Surety VP, Senior Underwriting Officer

    Zurich NA (New York, NY)
    …looking for a Contract Surety Underwriter. **This is a highly technical and market facing position and requires experience with Surety lines of business.** **We are ... Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on...or more years of experience in the Underwriting, or Market Facing areaOR + High School Diploma or Equivalent… more
    Zurich NA (10/09/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …and implement processes to streamline and standardize annual reporting to regulators across broker -dealers and swap dealers and draft relevant content + Act as a ... but not required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. +… more
    TD Bank (09/07/25)
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  • Underwriting Account Service Associate…

    Zurich NA (New York, NY)
    …and endorsements for more complex business accounts + Drives broker /agent/distributor/customer interactions and on-site calls related to account servicing matters ... well-prepared purpose. Builds strong working relationship outside the team and with broker counterparts + Develops new team members and provides support and coaching… more
    Zurich NA (10/09/25)
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  • Aladdin Partnerships, Trading - Vice President

    BlackRock (New York, NY)
    …relationships** : Serve as the primary point of contact for key broker and platform partners, ensuring alignment on shared goals, commercial opportunities, and ... execution priorities. + **Collaborate on go-to- market strategy** : Work with product, marketing, and client teams to develop and execute sales strategies aligned… more
    BlackRock (09/15/25)
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