- Marex (New York, NY)
- …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency...actively supporting business areas in the lessons learnt. + Broker Error Management: Daily management of Broker … more
- Wells Fargo (Rochester, NY)
- …and consult with Financial Advisors, Divisional and more experienced Management, Market Leaders, Growth Leaders, Branch Managers, , Supervision Managers, and varying ... of financial services industry experience + Experience in compliance or broker -dealer governance **Job Expectations:** + US only: Obtaining and/or maintaining… more
- AON (New York, NY)
- …Actively supports and supervises the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders, policies and endorsements. ... abilities, as well as internal equity and alignment with market data. The salary may also be adjusted based...supervises the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders,… more
- Atria Wealth Solutions (Corning, NY)
- …develops an investment strategy to implement. + Stays current and analyzes market conditions and otherwise educating and updating themselves about financial and ... investment vehicles in the market and the tax and securities consequences to clients...LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record… more
- Raymond James Financial, Inc. (New York, NY)
- …Client and Asset Management products and an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, ... to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies emerging risks and advises… more
- AON (New York, NY)
- …of insurance experience in property and casualty lines preferred. + Property and Casualty Broker License is required for this role or obtain within 6 months + ... abilities, as well as internal equity and alignment with market data. The salary may also be adjusted based...property and casualty lines preferred. + Property and Casualty Broker License is required for this role or obtain… more
- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry knowledge to ... to a client base consisting of North American Banks, Broker Dealers, Fintechs, Credit Unions, Card Processors, and other...+ Bachelor's Degree + 7+ years of credit or market risk experience within financial services + Knowledge of… more
- AON (New York, NY)
- …time. + Results oriented. + Proficiency with Word, Excel, Power Point. + Broker 's license + 10+ years of insurance experience are highly preferred. Preferred ... abilities, as well as internal equity and alignment with market data. The salary may also be adjusted based...oriented. + Proficiency with Word, Excel, Power Point. + Broker 's license + 10+ years of insurance experience are… more
- FM (New York, NY)
- …roles. This exciting opportunity is with FM Affiliated, our "best-in-class" middle market property insurer. FM Affiliated is exploring new ways to expand and ... and its future potential, this includes a thorough analysis of the broker submission, desired pricing, terms and conditions, financial condition, adequacy of… more
- Oracle (Albany, NY)
- …+ Expertise in **PeopleCode, Application Engine, Component Interfaces (CI), Integration Broker , SQR/BI Publisher,** and **COBOL** . + Experience designing or ... + Expertise in **PeopleCode, Application Engine, Component Interfaces (CI), Integration Broker , SQR/BI Publisher,** and **COBOL** . + Experience designing or… more