- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry knowledge to ... to a client base consisting of North American Banks, Broker Dealers, Fintechs, Credit Unions, Card Processors, and other...+ Bachelor's Degree + 7+ years of credit or market risk experience within financial services + Knowledge of… more
- Atria Wealth Solutions (Corning, NY)
- …develops an investment strategy to implement. + Stays current and analyzes market conditions and otherwise educating and updating themselves about financial and ... investment vehicles in the market and the tax and securities consequences to clients...LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record… more
- Raymond James Financial, Inc. (New York, NY)
- …Client and Asset Management products and an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, ... to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies emerging risks and advises… more
- JPMorgan Chase (New York, NY)
- …costs and maintain anonymity for our clients. It includes: + Global direct market access and smart order routing + Global algorithmic trading products + ... controls, and exchange co-location solutions, enabling clients to access JPM's market -leading ultra-low latency direct market access products. Further, you… more
- HSBC (New York, NY)
- …of legal experience with a strong knowledge of US securities laws, FINRA broker -dealer rules, and CFTC rules and regulations. A knowledge of regulations relating to ... date on existing and changing laws and regulations relating to the firm's market 's businesses and ensure key stakeholders understand the potential impact of pending… more
- Aston Carter (Ronkonkoma, NY)
- …in logistics management, inventory control systems, and possess a Customs Broker License (LCB) to manage international logistics and regulatory compliance ... with procurement, sales, and customer experience teams to ensure inventory aligns with market demand and customer requirements. + Lead, coach, and develop a team of… more
- Aston Carter (Ronkonkoma, NY)
- …experience in logistics management, inventory control systems, and a Customs Broker License (LCB) to manage international logistics and regulatory compliance ... procurement, sales, and customer experience teams to ensure inventory aligns with market demand and customer requirements. * Team Leadership & Development o Lead,… more
- Molina Healthcare (Buffalo, NY)
- …the company's expansion and success in all lines of business, particularly our broker sales channels. In close partnership with the Senior Vice President, Sales and ... externally. It requires high flexibility and adaptability to respond to ever-changing market needs, as well as well-honed critical thinking skills and an… more
- TD Bank (New York, NY)
- …not required + 5 or more years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts...or more years of experience with a registered US broker dealer or regulator. + JD desirable but not… more
- Guardian Life (New York, NY)
- …operational processes, possess a broad understanding of sales incentive plans and broker commissions, preferably within the Group Benefits industry. This person must ... education for sales and client management teams. + Participate in regular market analysis and industry benchmarking studies to ensure compensation offerings are… more
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