- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Brookfield Properties (New York, NY)
- …retailer and broker relationships and knowledge of the New York market + Comfortable overseeing and collaborating with other team members, whether directly or ... overall property goals and increase NOI + Use existing national retailer and broker relationships to expand "open to buys" to meet or exceed leasing objectives… more
- AIG (New York, NY)
- …business strategies and marketing strategies to achieve this goal. + Develop new broker relationships and maintain existing broker relationships within the Zone. ... be well organized; have strong negotiation skills. + Knowledge of market segmentation, portfolio management, acquisition and distribution. + Process and systems… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and… more
- Axis (New York, NY)
- …Cyber, Technology, and Media Practice is expanding its Media vertical within the US market . We are seeking a US Media Underwriting & Product leader to drive the ... strategic growth of this segment across our Small Business, Middle Market , and Risk Management portfolio. This role will report directly to the Global Media Product… more
- TD Bank (New York, NY)
- …a bank or broker /dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC, FINRA, CFTC, NFA, or Exchange Market Surveillance ... Team leads, who are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The incumbent… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies… more
- Zurich NA (New York, NY)
- …is looking for a Professional Liability and Cyber Underwriting Manager for our Middle Market segment. This position reports to the Head of Middle Markets within the ... East portfolio, execute growth strategies, drive rate and retention, and cultivate broker and client relationships. You will be responsible for achieving key… more
- TD Bank (New York, NY)
- …day activities and performance of the FAs in an assigned market /territory. Responsibilities include recruiting, hiring, training, coaching and mentoring Financial ... of the performance of FAs within the assigned region/territory market . + Provides insights to local competitive intelligence and...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Bloomberg (New York, NY)
- …exist, most are thinly traded and difficult to price. Historically, subjective broker quotes were sufficient to demonstrate liquidity and justify valuation. Today's ... market participants and firms understand the need for rigor...teams can expect defensible pricing with insight into the market data inputs used. And senior executives will obtain… more
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