- SolomonEdwards (Sacramento, CA)
- …Consultant to join a leading national financial services organization with significant broker /dealer operations . This hands-on role will lead the design and ... apply guidelines in practice. * Experience in: o First line operations (1LOD) for broker /dealer or non-deposit investment products (ideal), and/or o Second line… more
- Principal Financial Group (Modesto, CA)
- …field preferred. + 2+ years of related work experience in life insurance/ broker -dealer or RIA operations : client service, account opening, account management, ... new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals,… more
- USG Insurance Services, Inc. (Irvine, CA)
- Associate Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : $50,000 - $75,000 Offices : At USG, we ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more
- USG Insurance Services, Inc. (San Diego, CA)
- Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : $50,000 - $150,000 Offices : At USG, we empower our ... and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation.… more
- Kestra Financial (Palo Alto, CA)
- …experience in the financial services industry allowing for a good understanding of broker / dealer operations and financial services industry, including but not ... limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts. Location Palo Alto, California Job Type: Full-time Salaried Pay: $50,000.00 - $60,000.00 per year Base plus Bonus (Uncapped) We Offer: Base Salary, and performance… more
- Anywhere Real Estate (Los Angeles, CA)
- …referral pipelines, and enhances the client experience through streamlined operations , strategic collaboration, and brand-aligned service. The Senior Manager ... supports initiatives that connect our global network, enhance agent education, and promote cross-border collaboration. This person will be expected to keep a pulse on global real estate trends to support business planning. This role is 100% remote. **Key… more
- City National Bank (Los Angeles, CA)
- …* Working knowledge of risk management and/or internal control techniques of investment operations , broker dealer and wealth management is beneficial. *WHAT'S IN ... adherence to regulatory requirements and Bank policies, and the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for… more
- General Atomics (Poway, CA)
- …Systems (GA-ASI) has an exciting opportunity for a Trade Compliance Operations Specialist to join our International Trade Compliance (ITC) organization. This ... GA-ASI ITC managers, this position supports our export and import operations efforts, including planning and execution of trade-compliant international shipments.… more
- Cushman & Wakefield (Los Angeles, CA)
- …**Job Description** **Essential Duties** + Deliver strategic insights and recommendations to broker / broker teams based on analysis findings; refine analyses by ... deliverables, contributing to driving successful transaction completion + Collaborate with broker and leadership stakeholders, and other support teams, to ensure the… more
- Broadridge Financial Solutions (El Dorado Hills, CA)
- …come join the Broadridge team. Broadridge is growing! We are currently recruiting an Operations Adjuster to join our dynamic Production Operations team in El ... production support equipment to ensure maximum availability and reliability. The Operations Adjuster can read and interpret technical service bulletins and manuals.… more